All posts tagged "NatWest"
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275EnforcementNomura, UBS, UniCredit Fined for Participating in Trading Cartel
During Europe's sovereign debt crisis, the banks shared information about their EGB bidding and trading strategies in Bloomberg terminal chat rooms.
May 25, 2021 -
283EnforcementUS Court Dismisses Collusion Case Against 10 Global Banks
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
April 8, 2021 -
302AML / KYCFCA Files Criminal Proceedings Against NatWest for AML Failures
NatWest is facing criminal charges for not adequately monitoring and scrutinising large payments into a corporate client's accounts.
March 19, 2021 -
1.1KEuropeISDA CDM Deployed in UK Digital Regulatory Reporting Pilot
The UK initiative is exploring the use of technology to help firms meet their regulatory reporting requirements and improve the quality of information reported.
May 23, 2019
