All posts tagged "NatWest"
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551InternationalUBS, StanChart, BNP Sign On to Join VCM Initiative
The initiative, now known as Carbonplace, will seek to develop infrastructure to facilitate reliable, secure, and scalable trading of high-integrity carbon credits.
February 16, 2022 -
845EnforcementUS Authorities Criminally Convict NatWest on Spoofing Charges
NatWest traders engaged in schemes to defraud in connection with spoof orders designed to profit from manipulation of the US Treasury securities and futures markets, the DOJ said.
December 24, 2021 -
524AML / KYC
UK Court Convicts, Fines NatWest for AML Failings
NatWest's accepted cash deposits worth around GBP 264 million. The case represents the first time the FCA has pursued criminal charges for money laundering failings.
December 15, 2021 -
591EnforcementNomura, UBS, UniCredit Fined for Participating in Trading Cartel
During Europe's sovereign debt crisis, the banks shared information about their EGB bidding and trading strategies in Bloomberg terminal chat rooms.
May 25, 2021 -
385EnforcementUS Court Dismisses Collusion Case Against 10 Global Banks
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
April 8, 2021 -
441AML / KYC
FCA Files Criminal Proceedings Against NatWest for AML Failures
NatWest is facing criminal charges for not adequately monitoring and scrutinising large payments into a corporate client's accounts.
March 19, 2021 -
1.3KEuropeISDA CDM Deployed in UK Digital Regulatory Reporting Pilot
The UK initiative is exploring the use of technology to help firms meet their regulatory reporting requirements and improve the quality of information reported.
May 23, 2019
