All posts tagged "net capital"
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499ChinaCSRC to Introduce Market Makers to Shanghai STAR Market
Securities firms would be eligible to act as market-makers if they have net capital above CNY 10 billion and a classification rating of Class A or higher.
January 10, 2022 -
214Capital RegulationPBOC Caps Short-term Debt Financing by Securities Firms
The outstanding balance of short-term financing instruments issued by securities companies shall not exceed 60 percent of net capital.
August 2, 2021 -
350Capital RegulationPBOC to Limit Short-term Bond Issuance by Securities Firms
Short-term bonds issued by securities firms will subject to a limit of 60% of net capital. The eligibility criteria have also been strengthened.
March 10, 2021 -
533Capital RegulationS. Korea Eases Capital, Liquidity, Asset Quality Rules for FIs
The FSC expects the regulatory relaxations will boost financial institutions’ capacity to provide up to 400 trillion won in additional financing to businesses.
April 20, 2020 -
661Capital RegulationCBIRC Finalises Net Capital Rules for Banks’ Wealth Management Units
The regulator has fixed the minimum net capital for commercial lenders' wealth management subsidiaries at 500 million yuan, and at least 40 percent of the net assets.
December 6, 2019 -
545ChinaCSRC Revokes Licences of CEFC China Securities Unit
CEFC Shanghai Securities Co used its own and client funds to provide financing to its parent and other affiliated companies for purchasing and leasing properties.
November 18, 2019
