All posts tagged "Nomura"
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484EnforcementJapan FSA Takes Action Against Nomura Over Information Leak
The FSA has issued a number of business improvement orders to Nomura after it was revealed that its employees had shared sensitive stock market information with clients.
May 29, 2019 -
425Enforcement
Japan FSA to Issue Improvement Order Against Nomura
The FSA will reportedly order Nomura Securities to strengthen controls and systems to prevent recurrence of a recent information leak.
May 24, 2019 -
493ChinaChina, Japan Sign Agreement to Facilitate ETF Cross-Listings
The Shanghai Stock Exchange and Japan Exchange Group have signed an ETF Connectivity Agreement to streamline investment in the each other’s markets.
April 23, 2019 -
1.4KChinaChina Approves JP Morgan, Nomura Securities Joint Ventures
JP Morgan and Nomura have been given regulatory approval to set up new majority owned securities joint ventures in China.
April 1, 2019 -
746ChinaChina Regulators Share Common Message of Opening Up
Regulators at the three-day China Development Forum in Beijing had a common message for the market – that China plans to ramp up efforts to open up the financial sector this year.
March 27, 2019 -
553Japan
Nomura AM to Provide CLS Settlement to Japan-Based Funds
Japan funds to have access to CLS Settlement through Nomura Asset Management in a move to enable PvP settlement and adopt best practices promoted by the FX Global Code.
February 20, 2019 -
508FeatureTokyo Exchange Mulls Higher Requirements for Top Market Tier
New standards will be introduced for how companies are included in the First Section, the TSE’s top tier for listed companies, as the exchange seeks to boost market appeal.
February 13, 2019 -
316ChinaChina to Grant More Foreign Firms Majority Ownership in Securities
“In the next six months you will see more licences being granted," CSRC vice chairman Fang Xinghai told Bloomberg on the the sidelines of the World Economic Forum in Davos.
January 28, 2019 -
405ChinaChina Doubles QFII Quota to Boost Foreign Investment
China will double the quota from the current $150bn, despite having only granted $101.1bn in quotas to foreign investors as of December.
January 15, 2019 -
416ChinaCiti to Divest Stake in Mainland Securities Joint Venture
Citi is looking to form its own majority-owned securities joint venture in China following new rules allowing foreign firms to acquire controlling stakes in such partnerships.
January 10, 2019
