Leaders and laggards emerge as new wave of decarbonisation targets are announced by asset manager group.
November 14, 2022Ten foreign fund managers and two investment trust companies will receive preferential treatment for one year.
October 17, 2022The queries come after US regulators collected over $2bn in combined penalties from firms for failures to maintain, preserve, or produce staff communication records.
October 12, 2022The 16 firms agreed to pay a combined $1.82bn for failing to preserve staff communications on personal mobile devices, messaging apps and emails.
September 29, 2022The ORX Reference Control Library contains 761 typical operational risk controls based on data collected from nearly 50 banks and insurers.
September 2, 2022QUICK Corp will disseminate real time market information obtained from Osaka Digital Exchange's Proprietary Trading System for listed securities.
August 9, 2022Nomura and SBI will invest in and offer services to support startups and other companies that are looking to raise funds using digital tokens.
July 7, 2022Archegos employees were "coerced" to invest their bonus money into the firm through a deferred compensation plan, which evaporated when the company collapsed last March.
July 6, 2022One new entity, Nomura Financial Products Europe GmbH, is being added to the FSP List under the OTC derivatives regime.
June 27, 2022The new company will be a joint venture between Japanese crypto exchange Bitbank and hold digital assets for institutional investors.
May 25, 2022