All posts tagged "OCBC Securities"
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193EnforcementSingapore: Three Individuals Charged for Insider Trading
The former CFO of SGX-listed Broadway Industrial Group communicated insider information to two other individuals.
July 23, 2021 -
409EnforcementMAS Bans Four Individuals Following False Trading Convictions
Three former remisiers and one former insurance agent were banned following convictions connected to false trading in Catalist-listed Koyo International.
March 4, 2021 -
576Hong KongOCBC Securities, Lion Global to Launch SGX’s First Tech-focused ETF
The ETF will launch on SGX on 10 December, tracking the Hang Seng TECH Index, which comprises Hong Kong's 30 largest listed technology companies.
December 4, 2020 -
1.3KEnforcementSingapore Courts Charge Two for Cheating, False Trading
Ex-KTL Global CEO Tan Kheng Yeow and OCBC Securities trading rep Tan Chun Yong are said to have been involved in a conspiracy for false trading.
October 30, 2020 -
2.0KEnforcementSingapore Authorities Charge Five Remisiers for False Trading
The five individuals charged were former remisiers for Phillip Securities, OCBC Securities, DBS Vickers Securities, and Maybank Kim Eng Securities.
August 21, 2020
