Index providers could be subject to SEBI's framework even if they do not know their indices are being used in India, and even if they are not regulated in their home market.
January 6, 2023The settlement includes a $50mn penalty and a commitment by Coinbase to invest a further $50mn in its compliance programme over the next two years.
January 5, 2023Many of the new questions in the SFC's updated BRMQ focus on AML/CFT practices and brokerage business controls.
December 30, 2022ParallelChain Lab, was recognises the development of eKYC-Chain, an innovative blockchain-based customer onboarding and KYC compliance solution.
November 22, 2022Online bond platform providers must have a stockbroker registration certificate from SEBI and be registered with the stock exchange.
November 17, 2022Reporting entities "must" take reasonable steps to verify the existence and name of any nominee director, shareholder or general partner at onboarding.
November 2, 2022DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.
October 28, 2022The new platform will enable SMEs to get cheaper bank loans, and enable banks to access the information they need to assess creditworthiness.
October 25, 2022IOSCO's new report offers recommendations to address risks from online marketing and distribution of financial products targeting retail investors.
October 13, 2022OFAC and FinCEN took joint action for sanctions screening failures and violations of AML and SAR reporting requirements.
October 12, 2022