All posts tagged "Operational Risk"
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63ChinaAnt Group Money Market Fund Shrinks to Four-Year Low
In response to regulatory pressure, Ant Group has been urging investors through in-app notifications to switch to other funds.
April 28, 2021 -
169FeatureHKMA Directs Banks to Prepare for OpRisk Rule Updates
The HKMA plans to revise its SPM module on Operational Risk Management to incorporate elements of the revised PSMOR issued by the BCBS.
April 23, 2021 -
165InternationalFMSB Offers Guidance on Transitioning LIBOR Back Book
The Spotlight Review examines back book transition complexities through practical case studies and sets out key considerations for managing the associated risks.
April 21, 2021 -
185FeatureBasel Committee Calls for Adaption to Climate Risks
Two new reports from the BCBS outline banking system exposure to climate-related risks and recommend methodologies be adapted accordingly.
April 15, 2021 -
118Australia & NZAPRA Raises Macquarie’s Capital, Liquidity Requirements
Macquarie is said to have incorrectly treated specific intra-group funding arrangements for the purposes of calculating capital and related entity exposure metrics.
April 2, 2021 -
256InternationalBCBS Issues Principles for Operational Resilience and Risk
Increasing banks' resilience to absorb shocks from operational risks will provide additional safeguards to the financial system as a whole, the BCBS says.
April 1, 2021 -
203Australia & NZAPRA Warns ADIs of Risks from Indemnities in Divestment Transactions
Indemnities provided to acquiring entities as part of divestment transactions should be capped and time bound. Operational risk capital should be held to reflect the level of risk.
March 24, 2021 -
598Big PictureClimate Risk & Regulation: A Race to the Top
Bill Coen, Chair of the IFRS Advisory Council and former BCBS Secretary General, speaks to Regulation Asia about initiatives underway to mitigate climate-related risk in the banking sector.
March 23, 2021 -
292Feature
HKMA Outlines Regtech Use Cases for Treasury Operations
The use cases presented include solutions to detect rogue trading activities, standardise derivatives trading lifecycle events, and enhance liquidity risk monitoring.
March 22, 2021 -
285AML / KYCAPRA Ends Westpac Probe into Possible Banking Law Breaches
The investigation did not find evidence of breaches of the Banking Act or the BEAR, according to APRA Deputy Chair John Lonsdale.
March 14, 2021
