All posts tagged "Operational Risk"
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311Hong KongHKEX Issues Update on FINI Operational Arrangements
HKEX provides key operational arrangement updates for FINI in a new information pack, including the onboarding requirements for market participants.
December 1, 2021 -
141Australia & NZAPRA Imposes Capital Surcharge on Heritage Bank
Heritage Bank will also have to complete a remediation programme to address governance and risk management concerns.
November 30, 2021 -
568Australia & NZASIC Imposes Licence Conditions on ASX Over 2020 Outage
ASIC wants market participants to be able to re-route trades to alternative venues such as Chi-X in the event of a future market outage.
November 26, 2021 -
408Australia & NZ
APRA Seeks Information from Super Trustees on Financial Resilience
APRA has issued a discussion paper seeking to better understand current and emerging approaches for managing financial resources.
November 23, 2021 -
296Big PictureFSB Reports Progress to G20 on Financial System Resilience
The FSB emphasises a need to ensure that regulatory frameworks allow for the financial sector to harness the benefits of innovation while containing the related risks.
November 2, 2021 -
96Australia & NZ
APRA Finaliases Expectations on Negative Rate Preparedness
ADIs have until 31 July 2022 to develop tactical solutions to implement zero and negative market interest rates and cash rate.
October 31, 2021 -
232IndiaGlobal Fund Association Calls on SEBI to Delay T+1 Implementation
To support T+1 settlement, FPIs and their service providers would need to completely re-engineer the settlement and funding process, ICI says in a letter to SEBI.
October 25, 2021 -
299Market InfrastructureUS Regulators Publishes Guidance on ‘Orderly’ LIBOR Transition
A draw on an existing agreement that is legally enforceable, such as a committed credit facility, would not be viewed as a new contract.
October 22, 2021 -
188Australia & NZRBNZ Issues Consultation on Potential CBDC Issuance
A CBDC would help ensure central bank money remains relevant in a digital future, while also providing an additional monetary policy tool, the RBNZ said.
October 5, 2021 -
176Australia & NZ
RBA Issues Recommendations to Address Risk Issues at ASX
The RBA has asked ASX to address operational risk and governance issues, as well as develop a framework to address margin procyclicality.
September 30, 2021
