All posts tagged "order management"
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793EnforcementSFC, HKEX Fine HSBC Securities for Regulatory Breaches
The firm made errors when assigning BCANs to clients. It also oversold China securities due to deficiencies in its order management and algorithmic trading systems.
March 4, 2022 -
300FeatureHKEX Goes Live with New Market Access Platform
The new central gateway offers "improved performance and reduced latency" compared with the vendor-supplied platform it replaces, HKEX said.
September 28, 2021 -
392Securities / DerivativesSGX, Platts Partner to Provide Commodities Data, Content
Titan OTC participants can access Platts’ data on commodities including iron ore, coking coal, steel, aluminum, copper, freight and battery metals.
July 1, 2021 -
841EnforcementSFC Set to Deploy Data Analytics in Broker Inspections
High volume brokers were asked in 2019 to adopt new data standards to enable more timely data submissions to regulators when requested.
April 30, 2021
