All posts tagged "OTC Derivatives"
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59InternationalDSB Opens Consultation on OTC ISIN, CFI Service Provision
The consultation focuses on cloud resilience, cybersecurity risk assessments, and enhanced support for supplier risk assessment activities.
May 3, 2021 -
131Hong KongHKMA, SFC Consult on Annual Update to FSP List
A unit of Toronto-Dominion Bank is proposed to be included on the FSP list. An entity that has merged with Deutsche Bank will be removed.
April 16, 2021 -
135International
DSB Seeks Provider of OTC Derivatives Reference Data for UPI
Underlier identifiers representing the instrument, index, or reference rate for an OTC derivative are attributes used to define a UPI.
March 30, 2021 -
661Contributed ArticleHK OTC Derivatives Licensing Regime Closer to Implementation
Amendments to Hong Kong’s OTC derivatives licensing regime have been introduced in LegCo. Scott Carnachan at Deacons discusses the changes.
March 25, 2021 -
368Big PictureDTCC Proposes Plan to Harmonise Global Trade Reporting
DTCC proposes plan to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk.
March 17, 2021 -
502FeatureMAS Proposes Exemption Framework for Foreign Offices of FIs
MAS is proposing to introduce an exemption framework for foreign head offices or branches that is similar to the proposed notified FRC framework issued in June 2020.
March 16, 2021 -
102Australia & NZASIC Imposes Licence Conditions on OTC Derivatives Issuer AxiCorp
ASIC has agreed to set aside a January 2020 decision to suspend AxiCorp’s AFS licence following the imposition of additional licence conditions.
March 15, 2021 -
205Asia-PacificFSB Urges Indonesia to Further Advance OTC Derivatives Reforms
Indonesia needs to address legal uncertainties relating to netting for derivatives transactions in bankruptcy to facilitate central clearing and margin requirements.
March 2, 2021 -
131AML / KYCISO Standard Defining ISIN Updated to Expand Scope
The update expands the scope of the standard beyond securities to include OTC derivatives, baskets, emission allowances and carbon credits.
February 21, 2021 -
511Asia-PacificReporting in Asia: Cutting Through Complexity
Specialists from Bloomberg highlight the need for high-quality data and automation through technology to manage day-to-day reporting and ensure compliance.
February 1, 2021
