All posts tagged "OTC Derivatives"
-
383InternationalDSB Calls for Asian Members to Join Product Committee
The DSB seeks to expand its Product Committee membership to include more OTC derivatives users from Asia to further broaden industry collaboration geographically.
November 29, 2020 -
484InternationalCFTC Adopts Rule Changes to Facilitate Foreign Swaps Clearing
The CFTC has extended no-action relief for non-US swap dealers from reporting requirements, and finalised rules for exempting non-US clearinghouses from registration requirements.
November 29, 2020 -
1.0KCapital RegulationHKMA Consults on Amendments to D-SIB Framework
The amendments are aimed at improving the assessment of banks' complexity in the D-SIB identification process, and reducing the weight of the size factor, among other changes.
October 30, 2020 -
655FeatureGlobal UPI Adoption a Key Focus for DSB in Year Ahead
The DSB has expanded its Technology Advisory Committee to reflect the geographic diversity that will underpin the global UPI implementation effort.
October 29, 2020 -
604Australia & NZAustralian Federal Court Fines OTC Derivative Issuers A$75m
The three OTC derivatives issues are now in liquidation and have also been ordered pay ASIC's costs and to refund approximately 10,000 former clients, on top of the penalties.
October 22, 2020 -
674InternationalFSB Confirms Governance Body for OTC Derivatives Identifiers
The Regulatory Oversight Committee of the Global LEI System will be the International Governance Body for the UTI, UPI and CDE as of 1 October.
September 27, 2020 -
1.2KFeatureTaiwan FSC Outlines Plans for Capital Market Development
A 3-year roadmap to be unveiled by year-end includes plans to set up central clearing for OTC derivatives, and improve convenience and efficiency for foreign investors.
September 27, 2020 -
1.4KCapital RegulationIndia Establishes Netting Certainty for Bilateral OTC Derivatives
Parliament passed a bill providing legal basis for bilateral netting of OTC derivatives contracts which are not centrally cleared.
September 25, 2020 -
894Asia-PacificFirms Lagging in Preparations for UMR Compliance: Survey
State Street found that 19% of Phase 5 and 6 firms are fully prepared for UMR compliance. Hedge funds are said to be the least prepared for compliance.
September 19, 2020 -
708Capital RegulationHKMA Published Revised SPM on Non-Cleared OTC Derivatives
Banks currently in scope of the margin requirements and risk mitigation standards have until 1 September 2021 to comply wth the revised supervisory policy manual.
September 15, 2020
