All posts tagged "Oversight"
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430MalaysiaBursa Malaysia to Restructure, Giving Greater Oversight to CEO
The existing business leadership team will report directly to the CEO following the restructuring. The new structure becomes operational in January.
November 23, 2019 -
380AML / KYCInaugural FATF Supervisors’ Forum Meets in China
The Supervisors’ Forum brought together supervisors from over forty countries to discuss ways in which oversight on ML/TF risks can be enhanced.
November 14, 2019 -
1.1KFintech / RegtechHKMA Emphasises Consumer Protection in Big Data Analytics, AI Use
New HKMA guidance for banks using big data analytics and AI applications focuses on four major areas: governance and accountability; fairness; transparency and disclosure; and data privacy and protection.
November 6, 2019 -
316ChinaCSRC to Boost Competitiveness of NEEQ, ChiNext Markets
The CSRC is speeding up its reform efforts for the NEEQ and ChiNext markets to ensure their competitiveness, and inclusiveness to small and innovative firms.
October 28, 2019 -
291InternationalFMSB Issues Final Guidance on Conflicts of Interest
The FICC Markets Standards Board offers guidance to help market participants effectively deal with conflicts of interest that arise within their firms.
October 16, 2019 -
246Australia & NZRBNZ Proposes Enhanced Oversight Role in Cash System
In a new consultation paper, the RBNZ proposes legislative changes that would allow it to take on a more active monitoring and coordination role in the cash system.
October 4, 2019 -
338Australia & NZASIC Review Finds Non-financial Risk Oversight Lacking
ASIC says the boards of listed companies need to review their governance practices and accountability structures to ensure effective management of non-financial risks.
October 2, 2019 -
345MalaysiaBNM Raises Culture Bar for Development Financial Institutions
DFIs should firmly ground their business models on strong governance and a culture of professional management, said BNM governor Nor Shamsiah Yunus.
August 26, 2019 -
469EnforcementSGX RegCo to Boost Regulatory Presence, Oversight
At a regulatory briefing on Wednesday, SGX RegCo CEO Tan Boon Gin laid out the work ahead to enhance investor confidence and deter wrongdoing.
August 8, 2019 -
525FeatureABS Updates Guidance on Cloud Outsourcing Arrangements
The updated guide offers best practices to ensure resiliency and recoverability while maximising the benefits FIs derive from cloud outsourcing arrangements, including for 'critical systems'.
August 5, 2019
