All posts tagged "Oversight"
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1.3KFeatureHKMA Sets Out Expectations on Algo-Trading Risk Management
During thematic examinations last year, the HKMA observed a number of sound practices used by some institutions to manage the risks associated with algorithmic trading.
March 6, 2020 -
330Australia & NZASIC Reveals Sharp Increase in Investigations Involving Major FIs
As of 1 January, ASIC had 316 investigations on foot related to misconduct. Cases involving CBA, NAB, Westpac, ANZ and AMP increased 52% from 12 months earlier.
February 27, 2020 -
328Australia & NZAPRA Asks ADIs to Review, Improve Stress Testing Processes
Larger ADIs have better stress testing governance practices and scenario development processes, and make better use of stress test results, than smaller institutions.
February 24, 2020 -
308KoreaS. Korean Government Pledges $1.6b to Support New SME Loans
Funding will be provided through policy banks to help SMEs, small merchants, and self-employed business owners address financing challenges amid the coronavirus outbreak.
February 10, 2020 -
556Capital RegulationCabinet Approves Amendments to Bring Co-op Banks Under RBI Oversight
Under the amendments, the RBI gain powers to supersede the board of a cooperative bank under stress, with government approval.
February 7, 2020 -
694MalaysiaBNM Publishes Draft Taxonomy to Help FIs Classify Climate Risks
Supervised institutions are expected to integrate climate-related risks and considerations into their business strategies and risk management practices, BNM says.
January 2, 2020 -
295Australia & NZ
ASIC, APRA Issue Updates on Governance, Accountability
The updates are a response to the Royal Commission, which called on both regulators to reform their internal accountability frameworks to reflect requirements prescribed by BEAR.
December 25, 2019 -
190Australia & NZNZ FMA Identifies Weaknesses in Fund Custody Arrangements
An FMA review found that custody administration tasks are often being delegated back to fund managers, which weakens the separation of functions and duties.
December 17, 2019 -
457Hong KongAsset Managers Looking to Boost ESG, Climate Efforts: SFC
There is significant interest among asset management firms to step up their ESG efforts and management of environmental and climate risks, an SFC survey has found.
December 17, 2019 -
644MalaysiaBursa Malaysia to Restructure, Giving Greater Oversight to CEO
The existing business leadership team will report directly to the CEO following the restructuring. The new structure becomes operational in January.
November 23, 2019
