All posts tagged "payment-for-order-flow"
-
411FeatureUS Lawmakers Conclude Review Into Meme Stock Market Event
A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
June 28, 2022 -
400Securities / DerivativesUS SEC Unveils Plans to Address Payment for Order Flow
Brokers will have to send orders from retail investors to "open and transparent" auctions and meet stronger best execution obligations.
June 10, 2022 -
530Australia & NZASIC Updates Market Integrity Rules and 10 Rule Books
From 10 March 2023, financial markets and participants will have to comply with new technological and operational resilience rules.
March 11, 2022 -
414Market Infrastructure
US SEC Publishes Findings from Meme Stock Review
SEC staff concluded that US markets functioned well and dislocations caused by short-selling were not the main cause of the extreme volatility in GameStop.
October 26, 2021 -
478Australia & NZ
ASIC Consults on Payment-for-order-flow Prohibition
Payment-for-order-flow arrangements are already prohibited in Australia. ASIC proposes amendments to address scenarios not currently covered by the rules.
August 26, 2021
