All posts tagged "Placing"
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393FeatureSFC Cites Conduct, Technology and Climate as Key Priorities
The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.
June 23, 2022 -
416FeatureSEHK Adopts New Rules for Bookbuilding, Placing Activities
The listing rule amendments, due to take effect in August, are a consequence of changes to the Code of Conduct finalised by the SFC in October.
April 25, 2022 -
1.5KContributed ArticleSFC’s New Rules on Bookbuilding & Placing Activities: What to Know
Alan Linning and Susanne Harris explain the new requirements and offer guidance on next steps for intermediaries to prepare for compliance by August.
March 2, 2022 -
494FeatureSFC Sets Out Conduct Standards Expected in Capital Raisings
The proposals establish the standards of conduct expected of intermediaries participating in bookbuilding, pricing, allocation and placing activities.
February 9, 2021
