All posts tagged "pricing"
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226AML / KYCFSC Korea Proposes Additional Rule Changes for VASPs
The changes add to revisions proposed in November to align requirements for VASPs with the FATF recommendations.
February 19, 2021 -
216FeatureSFC Sets Out Conduct Standards Expected in Capital Raisings
The proposals establish the standards of conduct expected of intermediaries participating in bookbuilding, pricing, allocation and placing activities.
February 9, 2021 -
263InternationalClearinghouses Consider Early LIBOR Switch for Derivatives – Report
LCH and CME Group could carry out a switchover in late November or early December for LIBOR derivatives to protect from tight liquidity in the benchmark’s final days.
January 20, 2021 -
242FeatureUOB Prices Singapore’s First Capital Security with SORA Reference
UOB priced its perpetual, non-call five-year AT1 securities with a reset coupon rate that references the SORA-OIS rate.
January 11, 2021 -
240Hong Kong
SFC Consults on Amendments to Code on Pooled Retirement Funds
Given the wide participation in Hong Kong by employers and employees in ORSO schemes which invest in PRFs, appropriate investor protection should apply.
December 21, 2020 -
412IndiaSEBI Modifies NAV Rules for Mutual Fund Schemes
The move is expected to create a more level playing field for all mutual fund investors and promote greater use of digital payment channels.
September 23, 2020 -
525InternationalIOSCO Publishes Guidance on Debt Raising Conflicts of Interest
The final guidance presents nine measures that address potential conflicts of interest and associated conduct risks when issuers are preparing to raise debt finance.
September 22, 2020 -
2.4KContributed ArticleWhy Do Electronic Traders Cancel Orders?
Jamil Nazarali at Citadel Securities explains what ever-increasing speeds for issuing and canceling orders tell us about today’s market structure.
July 28, 2020 -
555India
SEBI Eases Fundraising Rules for Stressed Listed Companies
SEBI has relaxed pricing rules for preferential issues to make it easier for listed companies to raise new funds. Similar relaxations for stressed companies were also announced.
June 27, 2020 -
336Australia & NZACCC Highlights Improved Price Transparency on FX Conversions
An ACCC review last year found that a lack of pricing transparency forced consumers to rely on the more expensive big four banks for FX conversion and international money transfers.
June 18, 2020
