If not carried out in an appropriate manner, pre-hedging can be unfair, unconscionable and result in poor client outcomes, ASIC said.
February 2, 2024The relationship managers provided clients with inaccurate or incomplete post-trade disclosures and overcharged them on OTC bond transactions.
December 29, 2023Until now, only accredited and institutional investors have been allowed to access the BondbloX Bond Exchange platform.
October 31, 2023The BSE said the improvements will reduce the overall time spent on pricing, issuance and listing from 13 trading days to just 10 trading days.
August 24, 2023HKEX has completed external user testing for the launch of FINI, which will shorten IPO settlement times from five to two days.
June 29, 2023The pricing of debt financing instruments underwritten by ICBC "seriously deviated from the reasonable level of the market" and "disturbed the market order".
April 6, 2023The RBI has urged banks and FEDAI to ensure fair and transparent pricing for MSMEs and retail customers in the FX market.
March 11, 2023On Monday, eligible securities firms were for the first time allowed conduct margin trading and securities lending transactions on the Beijing Stock Exchange.
February 15, 2023Financial holding companies have to set upper limits for related-party transactions and establish systems for their management, reporting and disclosure.
February 13, 2023The registration-based IPO system adopted by the STAR Market, ChiNext and BSE will be adopted on the main boards of the Shanghai and Shenzhen exchanges.
February 2, 2023