All posts tagged "pricing"
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513FeatureJapan FSA Publishes Principles for Model Risk Management
The FSA published the principles to catalyse further development of model risk management practices in the industry and prevent risk.
November 23, 2021 -
113Australia & NZNew Zealand Introduces Bill on Retail Payments Regulation
The regime will cap interchange fees on designated payment networks, starting with Mastercard and Visa's credit and debit card networks.
November 2, 2021 -
250FeatureSFC Finalises Conduct Rules for Bookbuilding, Placing Activities
New requirements on bookbuilding, pricing, allocation and placing activities will take effect in August 2022, the SFC said.
October 31, 2021 -
271Australia & NZASIC Issues Guidance on Crypto-asset Investment Products
ASIC says it has introduced a new ‘crypto-asset’ category in the licensing application for responsible entities.
October 29, 2021 -
194Asia-PacificBOT Issues Guidelines for Banks on Fair Lending
The BOT sets out six steps for ensuring equitable lending practices, from the development of lending products to the sale of debts to other creditors.
October 8, 2021 -
257FeatureRBI Finalises Guidelines for OTC Derivatives Market Makers
The guidelines impose requirements on governance, dealing conduct, risk management, internal control, internal audit and record-keeping.
September 23, 2021 -
300Australia & NZ
ASIC Consults on Payment-for-order-flow Prohibition
Payment-for-order-flow arrangements are already prohibited in Australia. ASIC proposes amendments to address scenarios not currently covered by the rules.
August 26, 2021 -
638ChinaChina Pledges to Open Up Corporate Credit Bond Market
Coordinated efforts will be made to unify access arrangements for foreign institutional investors and streamline requirements on the management of cross-border capital.
August 19, 2021 -
277Big PictureETF Structure Proved Resilient to Market Stress: IOSCO
An IOSCO study has helped to “alleviate concerns" about possible financial stability risks or fragilities relating to the ETF structure.
August 16, 2021 -
158ChinaCBIRC Launches Crackdown on Online Insurance Firms
The CBIRC has ordered online insurers to conduct self-checks to identify violations, make immediate corrections and hold responsible personnel to account.
August 16, 2021
