The FSC intends to amend the Act to allow only exceptional cases of consumer solicitation, where consent is obtained from the customers in advance.
July 12, 2022Shinhan Bank is being suspended for three months from selling new private equity fund products and fined KRW 5.7 billion.
July 8, 2022This list presents the most-read contributed articles published by Regulation Asia in 2020, based on aggregated user traffic analytics.
December 23, 2021The new record-filing system will boost the efficiency of product issuance, allowing registration results to be issued within five working days.
October 2, 2021The new fund will enable domestic investors in China to invest offshore in financially stressed and distressed companies, predominantly in Europe.
September 9, 2021The CSRC said it will create conditions to promote China-US cooperation on audit supervision, strengthen market communication, and stabilise policy expectations.
August 24, 2021A new rule will also be introduced to allow for faster removal of fund managers that fail to meet the requirements.
June 27, 2021A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.
May 18, 2021The pilot scheme can be used by qualified domestic investors to invest overseas in unlisted companies and private equity funds.
May 12, 2021Shinhan Bank has separately been ordered to repay up to 75 percent of investments it sold in Lime's credit insured funds.
April 22, 2021