The internal control analysis team is a response to multiple cases of misconduct by employees at BNK Kyongnam Bank.
August 24, 2023AIMA's deputy CEO Jiri Krol said some restrictions are "difficult to justify" but that AIMA has worked with policymakers to ensure they are "better defined and calibrated".
July 25, 2023Listing rule amendments designed to attract specialist tech firms to list in Hong Kong are expected to be finalised this month.
March 2, 2023The FSC intends to amend the Act to allow only exceptional cases of consumer solicitation, where consent is obtained from the customers in advance.
July 12, 2022Shinhan Bank is being suspended for three months from selling new private equity fund products and fined KRW 5.7 billion.
July 8, 2022This list presents the most-read contributed articles published by Regulation Asia in 2020, based on aggregated user traffic analytics.
December 23, 2021The new record-filing system will boost the efficiency of product issuance, allowing registration results to be issued within five working days.
October 2, 2021The new fund will enable domestic investors in China to invest offshore in financially stressed and distressed companies, predominantly in Europe.
September 9, 2021The CSRC said it will create conditions to promote China-US cooperation on audit supervision, strengthen market communication, and stabilise policy expectations.
August 24, 2021A new rule will also be introduced to allow for faster removal of fund managers that fail to meet the requirements.
June 27, 2021