All posts tagged "Private Equity"
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312EnforcementRedemptions Halted at Korean Hedge Fund Amid Probe
An FSS probe into alleged unfair trading has triggered investor redemptions which Lime Asset Management has not been able to meet.
October 11, 2019 -
1.2KEnforcementSFC Fines SEAVI Advent Ocean Private Equity HK$1mn
The SFC has reprimanded and fined SEAVI Advent Ocean Private Equity for allowing unlicensed individuals to perform regulated functions, in breach of the Code of Conduct.
October 7, 2019 -
363ChinaCSRC Announces Top 12 Priorities to Deepen Reforms
The priorities include encouraging more medium- and long-term funds to enter the market, improving the legal system, and strengthening supervision.
September 12, 2019 -
778EnforcementFSS Korea to Probe Major Banks for Mis-sold Financial Products
Woori, KEB Hana and Shinhan are subject to the FSS investigation for selling high-risk private equity investment products and derivative-linked securities.
August 14, 2019 -
457KoreaS. Korea to Ease Rules for Brokerage, Asset Management Sectors
The FSC is trying to spur competition in the capital market, and encourage the establishment of new brokerages. Only six new brokerages have been set up in Korea since 2010.
June 28, 2019 -
847ChinaChina’s AMAC Proposes Stricter Rules for Private Funds
Private equity, venture capital and hedge fund managers are facing more stringent requirements to register a product with the Asset Management Association of China.
March 8, 2019 -
801FeatureHong Kong Passes Profits Tax Exemption Bill for Funds
The Bill seeks to enhance the competitiveness of Hong Kong's tax regimes by creating a level playing field for all funds operating in the city.
February 25, 2019 -
454AML / KYC
Chinese Supreme Court Directs Police on Illegal Fundraising Crackdown
Police officers found to be negligent in enforcing against illegal fundraising through online channels could face criminal charges.
January 31, 2019 -
572Market InfrastructureSingapore Pledges $5bn to Private Equity, Venture Capital Firms
At Singapore Fintech Festival, MAS said it will place up to $5bn for management with private equity and venture capital firms focused on infrastructure and enterprise financing.
November 14, 2018 -
577ChinaChina’s Top Regulators Restore Market Confidence with Vow of Support
The PBOC, CBIRC and CSRC issued statements announcing new measures to support China's market after equities fell to their lowest levels since May 2014.
October 22, 2018
