All posts tagged "Professionalism"
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273ChinaChina Unveils First National Ethics Code for Accountants
The Code should be integrated into training and education programmes for accounting personnel, including in colleges and universities.
February 6, 2023 -
353InternationalIOSCO, IVSC to Work on Improving Global Valuation Practices
IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.
October 21, 2022 -
374Australia & NZAustralia Proposes Reduced Barriers to Financial Advice Profession
Treasury proposes to remove tertiary education requirements for experienced financial advisers, and simpler requirements for new entrants to the industry.
August 30, 2022 -
1.3KMalaysiaBNM Proposes Rules for Hiring Insurance, Takaful Agents
Insurers and takaful operators must undertake a due diligence process that includes reference checks with all of an agent's current and former employers.
April 30, 2022 -
440ChinaCSRC Relaxes Rules for Appointing Securities and Fund Personnel
Passing a proficiency test is no longer a prerequisite qualification for personnel with certain work experience, and educational requirements have been scrapped.
February 23, 2022 -
923Fintech / RegtechSouth Korea to Designate More ‘Data Specialising Institutions’
Data specialising institutions are allowed to converge anonymised and pseudonymised data originating from different businesses for analytics purposes.
January 14, 2022 -
308Asia-PacificOJK Indonesia Suspends Granting of New Asset Management Licences
OJK said the moratorium will allow it to evaluate governance, capacity and prudential practices in the mutual fund industry.
December 21, 2021 -
380ChinaAMAC Issues Conduct Guidelines for Managers of Retail Funds
Directors, supervisors and senior managers should "lead by example" and consciously advocate the implementation of a healthy industry culture.
August 20, 2021 -
192ChinaCBIRC Issues New Qualification Rules for Insurance Executives
Insurers need to seek approval from the CBIRC on the qualifications of directors, supervisors and senior managers starting 1 July.
June 28, 2021 -
316ChinaCBIRC Issues Rules on Evaluating Performance of Bank Directors
Banks and insurers have to evaluate the performance of their directors and supervisors each year and classify them as “competent”, “basically competent” or “incompetent”.
February 10, 2021
