All posts tagged "Proprietary trading"
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74ChinaCSRC Grants Securities License to DBS Joint Venture
DBS Securities China, 51 percent owned by DBS Bank, has official commenced business operations under a new securities licence.
June 10, 2021 -
370FeatureMalaysia Extends Restrictions on Intraday Short Selling
The six-month extension will enable Bursa Malaysia to enhance its control measures for intraday short selling activities in order to promote market stability.
February 23, 2021 -
283KoreaDutch Brokerage IMC Granted Preliminary Licence in Korea
The approval of the preliminary financial investment business licence marks the FSC's first approval of a foreign-based trading firm in three and a half years.
January 18, 2021 -
890China
DBS Approved to Establish Securities Joint Venture in China
DBS has become the eighth foreign financial institution to win approval to take majority ownership of a securities venture in China.
September 3, 2020 -
1.4KBig PictureChina Securities Firms to Differentiate with Fintech: KPMG
Model differentiation and consolidation are expected to be key trends for China's securities industry going forward, according to a new report from KPMG.
September 1, 2020 -
571Asia-PacificBSP Excludes Market-making Activities from Single Borrower Limit
Debt securities acquired by banks from market-making activities will be excluded from the single borrower’s limit computation for 90 calendar days from the time of acquisition.
July 30, 2020 -
538Australia & NZNew Zealand FMA Warns Derivatives Issuers to Ensure Compliance
Self-assessments by derivatives issuers have identified risks stemming from the way they handle client money, provide advice to retail clients, and handle vulnerable customers.
July 29, 2020 -
464IndiaIndia Standardises Stamp Duty on Securities Transactions Nationwide
India has revised its framework for levying the stamp duty on securities transactions, in a bid to ensure uniformity across the country.
July 2, 2020 -
853Capital RegulationUS Regulators Approve Volcker Rule Revisions
The latest amendment allows banks to invest in venture capital and credit funds and reduces the amount of capital they have to set aside against inter-affiliate swap trades.
June 30, 2020 -
972Fintech / RegtechIOSCO Consults on Updated Set of Outsourcing Principles
The principles include selection due diligence, information security, confidentiality issues, outsourcing risk concentration, and access to data, among others.
May 29, 2020
