The SEC seeks powers to investigate and prosecute its own cases and speed up enforcement against capital market violations.
April 30, 2021The bill will seek to incorporate wildlife crimes into Hong Kong's Organised and Serious Crimes Ordinance, allowing authorities to follow the money and prosecute syndicate leaders.
November 9, 2020The FSDC set out measures to speed up investigations and criminal prosecutions, increase penalties and civil compensation, and improve stock market delisting mechanisms.
July 15, 2020Payments industry stakeholders are directed to strengthen customer identification, report suspicious transactions, and improve surveillance.
June 16, 202043% of third parties do not receive due diligence checks, and 62% of respondents do not know the extent to which third parties are outsourcing work.
May 19, 2020ETrade HK advertised its services for four years without a license; SFC says successful prosecution a 1st for the offence.
September 25, 2017