All posts tagged "quality of advice"
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448Australia & NZAustralia Consults on Regulatory Framework for Financial Advice
The consultation asks how fintech could help reduce financial advice costs and how to make advice more accessible, including through robo-advisers.
March 29, 2022 -
314Australia & NZ
Australia Releases Terms of Reference for Quality of Advice Review
The review presents will assess how the regulatory framework for financial advice could deliver better outcomes for consumers.
March 18, 2022 -
589Australia & NZAustralia to Ease Regulatory Requirements for Financial Advisers
The government proposes to recognise on-the-job experience as meeting financial adviser education requirements. It will also review ways to simplify other compliance obligations.
December 31, 2021 -
551Australia & NZASIC Finds Client Detriment in Review of IOOF Licensees
In a statement, IOOF said that the advice file reviews highlighted by ASIC were already part of its existing remediation programmes of work.
May 3, 2021 -
230Australia & NZ
Australia: Treasury to Merge Quality of Advice, Life Insurance Reviews
Rather than conducting two separate reviews, the quality of advice review will also consider the Life Insurance Framework as part of its wider mandate.
May 1, 2021
