Neil Murphy talks to Regulation Asia about how prepared phase 5 and 6 firms are for compliance and how TriOptima is easing the burden through automation.
April 15, 2021Regulation Asia held its third annual Awards ceremony on 15 December 2020 to recognise those in the industry that have helped address changing regulatory requirements in Asia Pacific over the past year.
December 16, 2020ComplianceAsia advises firms on licensing matters, provides training for compliance staff, and helps clients enhance governance, internal controls, and risk management.
December 16, 2020SGX has this year been boosting awareness of ESG and sustainability issues, deploying innovative solutions to combat market abuse, and helping firms to mitigate Covid-19 disruptions.
December 16, 2020DTCC's global trade repository service is used by over 80 percent of the largest 100 banks as well as many corporates and asset managers to fulfill their reporting obligations.
December 16, 2020Smartstream provides a highly flexible solution which helps financial institutions to dramatically improve their corporate actions lifecycle management processes and reduce cost.
December 16, 2020ICE Data Services provides reference data covering over 33 million financial instruments across over 210 markets, in addition to corporate actions, business entity and exchange traded derivatives reference data.
December 16, 2020TriOptima offers comprehensive solutions providing full support for all aspects of initial margin compliance for financial institutions of any size or class.
December 16, 2020Bloomberg delivers a comprehensive suite of solutions to support IBOR transition, including scenario analysis to determine the impact of the transition on portfolios.
December 16, 2020LeapXpert's platform integrates with third-party messaging applications to ensure employee communications with clients are compliant and employers can retain communications data.
December 16, 2020