All posts tagged "registration"
-
397Australia & NZASIC Issues Guidance on CCIV Registration, Licensing
To register a CCIV and initial sub-fund, a corporate director would first need to obtain an AFS licence, which can be a variation of an existing licence.
June 24, 2022 -
412Crypto / Digital AssetsFCA Allows Crypto Firms to Continue Under Temporary Registration
Though the deadline has passed, six cryptoasset firms with temporary registration can still continue to operate under temporary registration.
April 4, 2022 -
448ChinaChina’s NPC Standing Committee Revises Company Law
The law strengthens the responsibilities, loyalty and diligence obligations of controlling shareholders and management personnel to protect investors.
January 17, 2022 -
229Hong KongHK Passes Legislation to Expand FRC’s Regulatory Functions
The FRC will become a full-fledged independent regulatory body for the accounting profession, performing inspections, investigations and disciplinary work.
October 28, 2021 -
354Asia-PacificSEC Philippines Creates Office to Facilitate Capital Raising by SMEs
The new office will simplify capital raising, streamline registration processes, and promote SME-friendly underwriting and advisory programmes at FIs.
September 23, 2021 -
229AML / KYCAll VASPs Unprepared for New AML Rules, FSC Korea Finds
Even VASPs with real-name accounts in place do not have dedicated employees in place for AML or adequate systems for suspicious transactions reporting.
August 18, 2021 -
229Australia & NZAustralia Consults on Disciplinary Body for Financial Advisers
The government is consulting on regulations to support the establishment of the single disciplinary body that will form part of the new regime for financial advisers.
August 11, 2021 -
824AML / KYCBinance Deploys New AML Solution Amid Regulatory Pressure
Binance has deployed a new AML compliance solution in the face of a ban in the UK and warnings from Japanese and Thai regulators.
July 2, 2021 -
273Asia-PacificPhilippine SEC Threatens Online Lenders with Licence Revocation
The threat is aimed at lending and financing companies that have failed to register and disclose their online lending platforms.
June 30, 2021 -
431ChinaChina Releases Supplementary Rules for Carbon Rights Trading
The rules detail the role of the registration authority, allowing it to intervene if carbon prices see abnormal fluctuations or excessive volatility.
May 25, 2021
