All posts tagged "registration"
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172Asia-PacificSEC Philippines Creates Office to Facilitate Capital Raising by SMEs
The new office will simplify capital raising, streamline registration processes, and promote SME-friendly underwriting and advisory programmes at FIs.
September 23, 2021 -
142AML / KYCAll VASPs Unprepared for New AML Rules, FSC Korea Finds
Even VASPs with real-name accounts in place do not have dedicated employees in place for AML or adequate systems for suspicious transactions reporting.
August 18, 2021 -
125Australia & NZAustralia Consults on Disciplinary Body for Financial Advisers
The government is consulting on regulations to support the establishment of the single disciplinary body that will form part of the new regime for financial advisers.
August 11, 2021 -
375AML / KYCBinance Deploys New AML Solution Amid Regulatory Pressure
Binance has deployed a new AML compliance solution in the face of a ban in the UK and warnings from Japanese and Thai regulators.
July 2, 2021 -
131Asia-PacificPhilippine SEC Threatens Online Lenders with Licence Revocation
The threat is aimed at lending and financing companies that have failed to register and disclose their online lending platforms.
June 30, 2021 -
301ChinaChina Releases Supplementary Rules for Carbon Rights Trading
The rules detail the role of the registration authority, allowing it to intervene if carbon prices see abnormal fluctuations or excessive volatility.
May 25, 2021 -
769InternationalIOSCO Outlines Key Elements of Effective Market Making Programmes
The key elements may help promote the provision of liquidity, strengthen investor confidence, and foster fair and efficient markets, IOSCO says.
August 12, 2020 -
1.5KChinaPBOC Extends Deadline for New Asset Management Rules
The transitional period for new rules for the asset management sector will be extended by one year to end-2021, the PBOC said.
August 3, 2020 -
754China
China to Connect Interbank, Exchange Traded Bond Markets
Qualified investors will be able to buy and sell tradable bonds in either of the two markets through a single nominee account, subject to meeting investor suitability requirements.
July 20, 2020 -
564China
PBOC Finalises Rules on ‘Standardised Note’ Issuance
Standardised notes will be considered money market instruments, backed by commercial paper which generates cash flows for distribution to investors.
July 2, 2020
