All posts tagged "Regtech"
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750AML / KYCUN Security Council Resolution Targets Terrorism Financing
The UN Security Council has adopted a resolution calling on member states to beef up efforts to identify, prosecute and penalise those directly or indirectly financing terrorism.
April 1, 2019 -
716Australia & NZBanks Not Using Latest RegTech Solutions Must Explain Why – ASIC
ASIC reportedly plans to force banks to explain why they aren't using the latest technology to improve regulatory compliance, including systems offered by regtech startups.
March 29, 2019 -
331Fintech / RegtechRBI to Issue Regulatory Sandbox Guidelines Within 2 Months
The RBI will set up a regulatory sandbox and create an ecosystem which promotes collaboration in fintech, central bank governor Shaktikanta Das said on Monday.
March 26, 2019 -
637Big PictureGFMA, PwC Identify Technology Challenges for Investment Banks
A new report from the GFMA and PwC says third-party providers could pose a challenge to banks’ core offerings if banks are not keeping pace with innovation.
March 22, 2019 -
735AML / KYCAPRA, AUSTRAC to Engage Regtechs on Solution Development
APRA and AUSTRAC plan to directly engage and share information with regtech firms to aid in their development of solutions that can help regulated entities comply with reporting obligations.
March 8, 2019 -
741Australia & NZ
ASIC to Automate Detection of Misleading Advertising Through AI
ASIC is looking to engage with regtech firms to develop systems that use artificial intelligence to detect misleading advertising and spot disclosure problems in financial advice.
March 5, 2019 -
539Australia & NZ
ASIC Issues Update on Implementation of Hayne Recommendations
ASIC is considering over 40 enforcement cases, a number of which involve misconduct by large financial institutions, their employees or subsidiary companies.
February 20, 2019 -
511Big PictureBoard, Compliance Engagement Lacking in Technology Adoption
Financial services firms lack engagement from boards and risk and compliance functions, according to a new survey from Thomson Reuters Regulatory Intelligence.
February 7, 2019 -
650Fintech / RegtechSEBI Directs Market Infrastructures to Disclose AI, ML Use
Stock exchanges, clearing corporations, depositories required to disclose their use of artificial intelligence and machine learning starting from the current quarter.
February 5, 2019 -
1.4KAsia-PacificNine Associations Join Forces to Launch ‘Asia-Pacific FinTech Network’
Launched at the Asian Financial Forum in Hong Kong, the new network aims to boost regional collaboration and cross-border innovation.
January 17, 2019
