All posts tagged "Regtech"
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983Contributed ArticleRiding the Tech Wave in a Volatile Derivatives Market
A surge in trading volumes has highlighted the need for brokerage firms to re-engineer their businesses for the future, writes John Omahen at FIS.
September 23, 2020 -
1.3KAustralia & NZAustralia Senate Committee on Fintech, Regtech Publishes Interim Report
The committee has categorised the material presented under: Covid-19 issues, tax, regulation, access to capital, skills and talent, and culture.
September 4, 2020 -
1.2KAustralia & NZASIC Four-year Plan Targets Misconduct, Innovation
In its four year corporate plan, ASIC says it will target misconduct and consumer harm, while also promoting fintech, regtech and suptech innovation.
September 2, 2020 -
1.3KEuropeEBA Launches Industry Survey on RegTech Adoption
The EBA is looking to identify the main barriers and risks of using RegTech and potential ways to support its uptake across the EU.
August 13, 2020 -
1.3KFintech / RegtechInvestHK Announced Fast Track Fintech Development Programme
Companies from nine key fintech verticals are invited to submit applications by 31 August, for a chance to showcase their solutions to corporates and investors at Hong Kong Fintech Week.
August 11, 2020 -
2.9KContributed ArticleCulture Audits: Removing the Blindfold
To avoid individual liability, leaders along all Three Lines of Defence must identify indicators of non-financial risk that permit “upstream” interventions, say Stephen Scott and Mark Cooke.
August 3, 2020 -
1.5KAML / KYCHKMA Issues AML Guidance to Banks As Pandemic Persists
The guidance sets out key practices banks have been using to manage customer due diligence, resource pressure, and emerging threats in the context of Covid-19.
July 30, 2020 -
1.8KFintech / Regtech
HKMA Asks Banks to Participate in KPMG Regtech Stocktake
HKMA has appointed KPMG as an external consultant to conduct surveys and interviews with banks and technology firms on Regtech development in Hong Kong.
July 28, 2020 -
1.8KFintech / RegtechFSC Korea Kicks Off Working Group on Artificial Intelligence
The working group will seek to promote the use of artificial intelligence in financial services as part of the government’s ‘New Deal’ policy initiative.
July 17, 2020 -
2.6KAML / KYCAPAC Regulators Driving Digital Transformation
The pandemic has made it abundantly clear that digital transformation is no longer optional, says Fenergo's Rachel Woolley.
July 16, 2020
