All posts tagged "Reporting"
-
201ChinaCSRC Consults on Enhanced Rules for Fund Managers
The changes are aimed at promoting the high-quality development of the public fund industry so that it can better serve the real economy.
August 5, 2020 -
1.5KContributed ArticleCulture Audits: Removing the Blindfold
To avoid individual liability, leaders along all Three Lines of Defence must identify indicators of non-financial risk that permit “upstream” interventions, say Stephen Scott and Mark Cooke.
August 3, 2020 -
471AML / KYCSri Lanka Fines 2 Banks, 3 Finance Firms for AML Failures
Sri Lanka's FIU has revealed that two banks and one finance company were penalised in 2019, and two other finance companies in 2020.
July 30, 2020 -
923AML / KYCUS Hedge Funds Being Used for Money Laundering: FBI
A leaked FBI bulletin says US hedge funds and private equity firms are being used to facilitate money laundering, organised crime, and sanctions evasion.
July 27, 2020 -
342Securities & TradingSGX RegCo Addresses Financial Reporting Challenges Amid Covid-19
SGX RegCo places emphasis on quality, reliability and appropriateness of interim financial reports, with particular regard to asset valuations and alternative performance measures used.
July 27, 2020 -
365EuropeSFTR Reporting Regime Goes Live for Sell-Side Firms
Banks, investment firms, CSDs and CCPs started reporting securities financing transactions to approved trade repositories on Monday.
July 14, 2020 -
252ChinaCBIRC to Grade Banks on SME Credit Provisioning
The first evaluation of how effectively banks are providing financial services to SMEs will cover 2019, and be completed by 31 October 2020.
July 7, 2020 -
800Capital RegulationS. Korea Advances OTC Derivatives Reforms
Cabinet-approved legislative revisions will introduce an OTC derivatives reporting requirement, a licensing system for trade repositories, and penalties for circumventing margin rules.
July 3, 2020 -
609Big PictureFSB Evaluates Efficacy of Too-big-to-fail Reforms
The evaluation found that the TBTF reforms have made indeed banks more resilient and resolvable, but barriers to bank resolvability still need to be addressed.
June 29, 2020 -
271Australia & NZAPRA Seeks Additional Data from Superannuation Licensees
Superannuation licensees will have to report monthly and quarterly data covering areas such as complaints, insurance claims, operational resilience, FX exposure, and liquidity.
June 25, 2020
