All posts tagged "Reporting"
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877Asia-PacificSFTR: What Asian Financial Firms Need to Know
Firms in Asia need to start preparing for the impacts SFTR will have on the way they manage their information flow when working with European counterparties, says DTCC's Oliver Williams.
February 14, 2019 -
653AML / KYCComplying with AML/CTF Obligations in Australia
Sophie Grace director Sophie Gerber lays out the obligations reporting entities must adhere to for compliance with AML/CTF rules in Australia.
February 6, 2019 -
319Capital RegulationBasel Committee Consults on Leverage Ratio Disclosure Enhancements
The Basel Committee on Banking Supervision seeks to revise leverage ratio disclosure requirements to address arbitrage and window-dressing by banks.editors
December 14, 2018 -
428FeatureMAS Consults on Exemption Framework for Cross-Border Financial Services
The MAS proposes that Singapore regulated entities no longer be required to seek approval before commencing business arrangements with foreign related companies.
December 5, 2018 -
282AML / KYCConvicted Finance Director Sentenced in New Zealand For AML Breaches
New Zealand-based finance director sentenced to six months of community detention after being found negligent in following AML laws and reportedly laundering NZ$500,000 to conceal a major drug trade.
September 4, 2018 -
418Market InfrastructureTrump-Proposed Shift from Quarterly Earnings Reports Will Hurt Investors
President Trump's proposal to shift earnings reporting from quarterly to just every six months will mean less transparency, which will be harmful to investors and the public.
August 20, 2018 -
926Big PictureThe Big Picture – Talking Derivatives Trade Reporting with DTCC’s Oliver Williams
Enhancements to DTCC's Global Trade Repository service in Singapore will support the MAS's next phase of derivatives trade reporting requirements, as well as improve usability and reduce complexity for users.
August 8, 2018 -
402Australia & NZASIC to Boost Regulatory Reporting Requirements to Deter Misconduct
Deputy chair Peter Kell said ASIC wants increased volume and granularity of data reporting as it seeks to combat misconduct and improve consumer outcomes in financial services.
July 22, 2018 -
326AML / KYC
MAS Proposes Amendments to Misconduct Reporting Regime
Proposed changes aim to provide greater clarity on requirements and reduce errors in the submission of misconduct reports; reference checks to be mandatory when recruiting staff.
July 12, 2018 -
176Australia & NZNew Zealand Tightens Rules on Calculating Bank Capital
RNBZ specifies additional restrictions on banks using internal models to calculate risk-weighted assets, as well as requirements to also use standardised models when reporting and for calculating operational risk.
July 12, 2018
