All posts tagged "Reporting"
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241Australia & NZAPRA Suspends Work on New Data Collection Solution
‘APRA Connect’ go live dates will be delayed by at least six months to allow financial institutions to concentrate on their businesses and assist customers impacted by the coronavirus.
March 24, 2020 -
390Australia & NZ
APRA, ASIC Recalibrate Regulatory Priorities to Focus on Covid-19
APRA and ASIC have suspended the majority of their planned policy initiatives and do not plan to recommence consultation on any non-essential matters before 30 September 2020.
March 23, 2020 -
285EuropeESMA Defers SFTR Start Date for Phase One Reporting Entities
ESMA now expects trade repositories, credit institutions, investment firms to be ready for SFTR reporting from 13 July, alongside CSDs and CCPs.
March 19, 2020 -
990Contributed ArticleSingapore Banking Heads Discuss Independent Validation Function
PwC spoke to DBS's Sia Nam Chie and OCBC's Simon Lavender about the challenges they faced setting up the independent validation function for BCBS 239 compliance.
March 17, 2020 -
118Australia & NZ
APRA’s New Data Collection Solution to Go Live in Six Months
The revised timeline follows APRA's decision in October to explore alternative implementation approaches for the new solution, which will be known as 'APRA Connect'.
March 12, 2020 -
409EuropeTrade Bodies Publish EMIR Reporting Best Practices Matrix
The best practice matrix is aimed at providing an agreed and standardised market guide for firms to use to comply with EMIR trade reporting requirements.
March 2, 2020 -
365JapanJapan: New Foreign Investment Rule to Impact Up to 500 Listed Firms
Proposed ministry orders currently being finalised will reportedly exempt a wide range of foreign financial institutions and hedge funds from the reporting requirement.
February 24, 2020 -
288Capital RegulationSEBI Bars Portfolio Managers from Charging Upfront Fees
SEBI has barred portfolio managers from charging upfront fees from clients and imposed caps on annual management fees and exit loads.
February 18, 2020 -
288EnforcementNissan Seeks Damages from Former Chairman Carlos Ghosn
The lawsuit seeks $90mn initially, seeking to recover funds linked to fraudulent payments, as well as legal, regulatory and investigation costs already incurred by Nissan.
February 14, 2020 -
354Hong KongHK Accountants Body Calls for Blanket Extension to Results Deadline
The SFC-HKEX decision to allow the publication of unaudited results on a case-by-case basis has "not yet fully addressed the concerns of the accounting industry”.
February 12, 2020
