All posts tagged "Reporting"
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234Australia & NZRespondents ‘Broadly Supportive’ of New RMBS Framework: RBNZ
The RBNZ says submissions to its November consultation were broadly supportive of the proposed new standard for mortgage bonds – the RMO framework.
August 16, 2019 -
363AML / KYCSingapore Crypto Sector Consults on AML/CFT Code of Practice
The code was facilitated by MAS and developed in consultation with ABS by ACCESS, the Association of Cryptocurrency Enterprises and Start-ups, Singapore.
August 16, 2019 -
482Australia & NZAPRA Fines Westpac A$1.5mn for Late EFS Reporting
Westpac and two of its subsidiaries were late in filing monthly and quarterly reports for APRA’s Economic and Financial Statistics programme.
August 9, 2019 -
340EnforcementSGX RegCo to Boost Regulatory Presence, Oversight
At a regulatory briefing on Wednesday, SGX RegCo CEO Tan Boon Gin laid out the work ahead to enhance investor confidence and deter wrongdoing.
August 8, 2019 -
369EnforcementRBI Issues Fines on Multiple Banks Totalling $2.9mn
The fines, involving 15 banks in total, were related to delays in reporting fraud and non-compliance with various other RBI norms.
August 6, 2019 -
175IndiaSEBI Proposal Stricter Rules for Portfolio Managers
SEBI proposes a higher net worth requirement, a higher minimum investment, and standardised performance reporting for portfolio managers, among other changes.
August 6, 2019 -
253India
SEBI Seeks Uniform Penalties Framework for Margin Reporting Failures
Fines charged to members for misreporting or non-reporting of margins collected from clients may extend to 100% of the incorrectly or nonreported amount.
August 3, 2019 -
440Capital RegulationPBOC Sets Out Beijing Penalties for Deposit Reserve Violations
Draft measures from the PBOC set out four types of penalties Beijing-based financial institutions must pay when their deposit reserves fall below statutory requirements.
July 24, 2019 -
579Asia-PacificThailand to Mandate Extra Reporting Rule for Digital Asset Trades
Digital asset exchanges will have to report all trades exceeding 5 million baht to commercial banks, which will then report the transactions to the Thailand's Anti-Money Laundering Office.
July 19, 2019 -
1.1KContributed ArticlePractical Steps for Compliance with MAS’ IAC Guidelines
Grace Chong at global law firm Simmons & Simmons analyses the implications of MAS' Individual Accountability and Conduct Guidelines, and sets out the practical steps to be taken.
June 14, 2019
