All posts tagged "Reporting"
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68AML / KYCNZ FIU Calls on Industry to Ramp Up AML Efforts
The goal is to push criminals to the margins and into the hands of non-compliant operators, where law enforcement can be deployed more effectively.
August 3, 2021 -
94AML / KYCUS House Bill Offers Regulatory Framework for Crypto
The bill would give the SEC authority over digital asset securities, the CFTC authority over digital assets, and the Fed authority to issue a digital dollar.
August 3, 2021 -
59Fintech / RegtechISDA, ICMA, ISLA Sign MoU on Common Domain Model
The MoU establishes a framework for closer collaboration on the development of the Common Domain Model across financial markets.
August 3, 2021 -
35Australia & NZAPRA to Formalise Regulatory Support for Covid Loans
APRA intends to formalise regulatory support measures for banks offering Covid-19 loans through a temporary amendment to APS 220.
August 2, 2021 -
97FeatureJapan FSA Consults on Draft Guidelines for Social Bonds
The guidelines are aimed at promoting the issuance of social bonds by the private sector and preventing 'social washing'.
July 22, 2021 -
303FeatureHKMA Issues Draft Guideline for Banks on Climate Risk Management
The guideline includes expectations on governance, strategy, risk management and disclosure. The HKMA plans to allow a 12-month period for implementation.
July 21, 2021 -
139Big PictureConsortium Proposes to Create Impact Reporting Rules for Banks
Harvard Business School, Impact Institute, ABN AMRO, Danske Bank, DBS and UBS aim to create new social and environmental impact reporting rules for banks.
July 2, 2021 -
117EnforcementFINRA Orders Record Financial Penalties Against Robinhood
Robinhood has been ordered to pay $70mn for systemic supervisory failures and significant harm suffered by millions of customers.
July 1, 2021 -
113Australia & NZNZ FMA Unimpressed With Liquidity Practices at Funds
The FMA says liquidity stress tests are not being performed frequently enough and fund managers do not have sufficient liquidity management tools.
June 24, 2021 -
259InternationalTCFD Scope 3 Review Supports Net-Zero Scrutiny
Comprehensive reporting on all corporate emissions essential for investors, regulators and policymakers working towards low-carbon economy, says GRI.
June 21, 2021
