All posts tagged "Reporting"
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803Big PictureHow Canada’s Big Banks Used Their War Chests During the Pandemic
Lalinda Sugathadasa analyses the approach Canadian regulators and D-SIBs adopted during the pandemic to remain profitable despite a build-up of excess capital.
May 25, 2022 -
309ChinaCBIRC Updates Rules for FIs on Managing Regulatory Statistics
The rules clarify requirements for regulatory statistics work to be centrally managed within FIs and for data quality to be improved.
May 24, 2022 -
960AML / KYCCrypto Firms Launch Scam Reporting Platform: Chainabuse
Chainabuse is backed by TRM Labs, Solana Foundation, Circle, OpenSea, Binance, The Aave Companies, CIVIC, and Hedera.
May 23, 2022 -
434EuropeLME Proposes to Enhance Reporting of OTC Metals Trades
Banks would be required to report all off-exchange trades in aluminium, copper, nickel, tin and zinc on a weekly basis.
May 21, 2022 -
422Australia & NZASIC Sets Out Expectations on Cyber Risk Management
The guidance follows Australia's first Federal Court judgment ruling that an AFS licensee breached its obligations on managing cyber risk.
May 20, 2022 -
518Australia & NZ
ASIC Consults on Final Derivatives Reporting Rules
ASIC will implement the UTI and LEI requirements on 1 October 2023, and the UPI and CDE on 1 April 2024.
May 17, 2022 -
1.2KAustralia & NZASIC to Issue Derivatives Reporting Consultation Soon
ASIC’s Alex Orgaz-Barnier says APAC regulators are targeting a common implementation date and alignment to the greatest extent possible.
May 11, 2022 -
678ESG / SustainabilitySEBI to Enhance ESG Disclosure, Assurance Requirements
A new committee will work to address mis-selling and greenwashing risks and explore the introduction of prudential requirements for ESG funds.
May 11, 2022 -
610Big PictureMandatory Disclosure Needed to Address “Persistent” GHG Reporting Gap
FTSE Russell paper reveals wide variations across countries, sectors and company size for Scope 1 and 2 emissions.
May 10, 2022 -
449Australia & NZASX to Align Rulebooks for Investment Products
Having three different rulebooks for investment products opens the door to inconsistent treatment, rule arbitrage, and confusion for issuers and investors.
April 29, 2022
