All posts tagged "Reporting"
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469EuropeTrade Bodies Publish EMIR Reporting Best Practices Matrix
The best practice matrix is aimed at providing an agreed and standardised market guide for firms to use to comply with EMIR trade reporting requirements.
March 2, 2020 -
425JapanJapan: New Foreign Investment Rule to Impact Up to 500 Listed Firms
Proposed ministry orders currently being finalised will reportedly exempt a wide range of foreign financial institutions and hedge funds from the reporting requirement.
February 24, 2020 -
326Capital RegulationSEBI Bars Portfolio Managers from Charging Upfront Fees
SEBI has barred portfolio managers from charging upfront fees from clients and imposed caps on annual management fees and exit loads.
February 18, 2020 -
314EnforcementNissan Seeks Damages from Former Chairman Carlos Ghosn
The lawsuit seeks $90mn initially, seeking to recover funds linked to fraudulent payments, as well as legal, regulatory and investigation costs already incurred by Nissan.
February 14, 2020 -
384Hong KongHK Accountants Body Calls for Blanket Extension to Results Deadline
The SFC-HKEX decision to allow the publication of unaudited results on a case-by-case basis has "not yet fully addressed the concerns of the accounting industry”.
February 12, 2020 -
491Asia-PacificBSP Proposes New Reporting Requirements for Conglomerate-run Banks
Under draft rules, universal and commercial banks that are part of conglomerates will have to report information on all entities and assets in the conglomerate structure.
February 3, 2020 -
513EuropeESMA Consults on New Standards for Third-Country Investment Firms
The new Investment Firms Regulation (IFR) and Directive (IRD) will require third-country firms providing investment services and activities in the EU to report granular information to ESMA.
February 3, 2020 -
1.2KJapanJapan Prepares Cyber Response Ahead of Tokyo Olympics
In a September BOJ survey, 60% of banks said they were unable to secure enough staff to oversee cybersecurity, raising concerns of cyber attacks leading up to the Tokyo Olympics.
February 1, 2020 -
387Capital RegulationSome Chinese Banks Would Crack Under Stress: S&P
S&P Global Ratings identifies Bohai Bank, China Zheshang Bank, and Shengjing Bank as under more pressure than other PBOC stress-tested banks.
January 31, 2020 -
366Asia-PacificHKMA, BOT Announce Outcomes of Joint CBDC Research
In 3Q 2019, eight Thai banks and two Hong Kong banks (HSBC and ZA Bank) participated in a THB-HKD cross-border corridor network PoC using a CBDC.
January 23, 2020
