All posts tagged "Reporting"
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340Australia & NZAPRA Seeks Additional Data from Superannuation Licensees
Superannuation licensees will have to report monthly and quarterly data covering areas such as complaints, insurance claims, operational resilience, FX exposure, and liquidity.
June 25, 2020 -
393Asia-PacificBOT Announces ‘Phase 2’ Measures to Support Debtors
Lenders are directed to sustain debtors through lower interest rates and fees, expanded credit limits, delayed property seizures, and other debt relief and restructuring measures.
June 23, 2020 -
657AML / KYCSFC Fines Guotai Junan Securities for AML and Other Breaches
Guotai Junan Securities was fined for regulatory breaches in connection with AML, third party fund transfers, placing activities, and wash trade detection and reporting.
June 22, 2020 -
680InternationalICMA Releases Guidance for Issuers of Sustainability-Linked Bonds
Sustainability-linked bonds are performance-based bond instruments where the issuer is committing to future improvements in sustainability outcomes within a predefined timeline.
June 11, 2020 -
894ChinaCBIRC Issues Rules for Banks on Handling of Criminal Cases
The CBIRC has set out banks and insurers' obligations when handling criminal cases that arise, including duties to investigate, issue reports, determine accountability and hand out punishments.
June 4, 2020 -
580IndiaSEBI Panel Proposes Creation of ‘Social Stock Exchanges’
Non-profit organisations should be allowed to directly list bonds on social stock exchanges housed within existing exchanges such as the BSE or NSE, the SEBI panel suggests.
June 2, 2020 -
528Australia & NZRBA Invites Tenders for Transaction Processing and Settlement System
The new system should be able to process SWIFT FIN messaging under ISO 20022 as well as the existing SWIFT MT throughout a three-year coexistence period.
May 26, 2020 -
759AML / KYCCompanies Not Protecting Against Third Party Risk: Refinitiv
43% of third parties do not receive due diligence checks, and 62% of respondents do not know the extent to which third parties are outsourcing work.
May 19, 2020 -
1.1KChina
CBIRC Fines Eight Banks Over Poor Quality of Reported Data
The banks were each fined between 1.6mn and 2.7mn yuan for underreporting information on certain transactions, wealth management products, and credit asset transfers.
May 14, 2020 -
547Australia & NZ
APRA Announces Reporting Requirement for SME Guarantee Scheme
Lenders approved to participate under the Scheme must complete the new returns on a weekly basis, with the first collection due on 1 May.
April 18, 2020
