All posts tagged "Reporting"
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300Capital RegulationBCBS Publishes Revised Framework For G-SIBs
New framework builds upon consultation last year and provides further guidance on the G-SIB assessment, reporting and higher loss absorbency surcharge. It will be adopted by 2021.
July 9, 2018 -
447FeatureSFC Imposes Enhanced Reporting Obligations on Authorised Funds
Enhanced reporting obligations to include data on liquidity profiles, subscription and redemption amounts, asset allocation, and securities financing/borrowing transactions.
July 4, 2018 -
296IndiaIndia Tightens Outward Remittance Norms To Check Fund Flows
The RBI requires the quoting of permanent account numbers for all transactions. It has also tightened the definition of “close relative” for funds sent for the “maintenance” of close relatives under its remittance regulation.
June 21, 2018 -
286Australia & NZASIC Releases Oversight Guidance For New Financial Complaints Body
Newly-formed Australian Financial Complaints Authority will commence operation on 1 November 2018; new regulatory guidance provides ASIC powers of oversight, regulation and rule making over AFCA.
June 21, 2018 -
644Fintech / RegtechMAS 610 a Top Concern for Singapore Banks in 2019 – Report
High granularity data for new reporting regime requires reporting of approx. 300,000 data elements, the top concern for Singapore banks next year, according to Wolters Kluwer survey.
June 15, 2018 -
457FeatureData Driven Regulatory Regimes Challenge Bank Workflows – Report
Wolters Kluwer research says legacy systems no longer fit for purpose; most firms plan to integrate data in regulatory workflows despite low confidence in data quality.
June 12, 2018 -
341InternationalISDA Seeks Feedback on Common Domain Model for Derivatives
First digital version of the ISDA CDM covers interest rate and credit derivatives products; aims for efficiency, interoperability, reduced complexity in derivatives market.
June 7, 2018 -
408Feature
Singapore to Require Reporting of Short Selling Information
Short sellers will have report their positions and short sell orders on SGX-listed securities to the MAS starting October this year; MAS rules expected to improve transparency.
May 31, 2018 -
303Market InfrastructureMAS Issues Revised Data Submission Rules for FIs
Revised requirements including increased granularity and rationalisation of data in submissions; set to take effect on 1 October 2020.
May 23, 2018 -
294EnforcementFSB Issues Recommendations on Compensation Data Reporting
Proposed data sets include questions for determining whether governance processes appropriately use compensation and incentive systems to promote good conduct, remediate undesirable conduct and support identification of emerging misconduct risk.
May 8, 2018
