All posts tagged "Reporting"
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1.5KFeatureHong Kong Proposes Enhancements to OTC Derivatives Regime
In a joint consultation, the HKMA and SFC propose to mandate the use of UTIs in OTC derivatives trade reporting, and to discontinue masking relief for all jurisdictions but China.
April 29, 2019 -
1.0KAML / KYCAPRA, AUSTRAC to Engage Regtechs on Solution Development
APRA and AUSTRAC plan to directly engage and share information with regtech firms to aid in their development of solutions that can help regulated entities comply with reporting obligations.
March 8, 2019 -
828AML / KYCAUSTRAC Trials Reporting Automation through Smart Contracts
The proof of concept project commenced in December 2018 and aims to help reporting entities automate the reporting of international funds transfers to AUSTRAC.
February 26, 2019 -
3.2KAsia-PacificSFTR: What Asian Financial Firms Need to Know
Firms in Asia need to start preparing for the impacts SFTR will have on the way they manage their information flow when working with European counterparties, says DTCC's Oliver Williams.
February 14, 2019 -
1.9KAML / KYC
Complying with AML/CTF Obligations in Australia
Sophie Grace director Sophie Gerber lays out the obligations reporting entities must adhere to for compliance with AML/CTF rules in Australia.
February 6, 2019 -
527Capital RegulationBasel Committee Consults on Leverage Ratio Disclosure Enhancements
The Basel Committee on Banking Supervision seeks to revise leverage ratio disclosure requirements to address arbitrage and window-dressing by banks.editors
December 14, 2018 -
680FeatureMAS Consults on Exemption Framework for Cross-Border Financial Services
The MAS proposes that Singapore regulated entities no longer be required to seek approval before commencing business arrangements with foreign related companies.
December 5, 2018 -
493AML / KYCConvicted Finance Director Sentenced in New Zealand For AML Breaches
New Zealand-based finance director sentenced to six months of community detention after being found negligent in following AML laws and reportedly laundering NZ$500,000 to conceal a major drug trade.
September 4, 2018 -
653Market InfrastructureTrump-Proposed Shift from Quarterly Earnings Reports Will Hurt Investors
President Trump's proposal to shift earnings reporting from quarterly to just every six months will mean less transparency, which will be harmful to investors and the public.
August 20, 2018 -
1.7KBig PictureTalking Derivatives Trade Reporting with DTCC’s Oliver Williams
Enhancements to DTCC's Global Trade Repository service in Singapore will support the MAS's next phase of derivatives trade reporting requirements, as well as improve usability and reduce complexity for users.
August 8, 2018
