All posts tagged "Reputational Risk"
-
382ChinaChina AMAC Issues Reputational Risk Management Guidelines
In new guidelines, AMAC has specified obligations for fund houses to consider how changes in senior management and core staff could impact reputational risk.
June 23, 2022 -
1.2KContributed ArticleRegulating the Metaverse: A “Metacode” of Conduct
Kanv Pandit highlights the need for a 'metacode of conduct' to protect metaverse users from loss and fraud until regulation catches up.
June 14, 2022 -
569AML / KYCUS Warns Against Inadvertent Hiring of DRPK IT Workers
North Korean IT workers may try to obtain employment building crypto exchange platforms and then use the infrastructure to launder money and evade sanctions.
May 20, 2022 -
1.1KInternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
737ESG / SustainabilityABS Launches Environmental Risk Questionnaire for Banks
The ABS has launched an industry standard template to help banks engage corporate clients in the assessment and mitigation of environmental risk issues.
April 21, 2022 -
605Big PictureWFE Publishes Paper on Human Rights Disclosure Practices
The paper addresses social washing concerns and offers guidance for exchanges on reporting against human-rights related reporting frameworks.
April 20, 2022 -
592Market InfrastructureBSP Issues Revised Outsourcing Rules for Banks
Banks need BSP approval to enter into material outsourcing arrangements. They must also conduct periodic assessments to ensure outsourcing risks are properly managed.
February 28, 2022 -
555Australia & NZAPRA Offers Guidance on Managing Compliance Risk
APRA wants regulated entities to give compliance risk management the same attention they give to cyber risk, operational risk management and other risk classes.
February 23, 2022 -
442Philippines
BSP Eases Confirmation Process for Bank Directors, Officers
The amendments aim to limit the coverage of officers requiring confirmation for appointment and to streamline documentary requirements.
February 21, 2022 -
392AML / KYCAUSTRAC Asks Banks to Avoid Indiscriminate De-banking Practices
De-banking activities lead criminal activity underground and compound the risks criminals pose to Australia’s financial system and the community.
October 31, 2021
