All posts tagged "Research"
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289Australia & NZFMA Proposes Guidance for Advising on IPOs, Listed Equity
The guidance explains the FMA's approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services.
July 7, 2022 -
356FeatureHKEX Launches New Digital Investor Relations Platform
IR Connect provides listed companies free access to shareholder analysis, market data, key stock statistics, research ratings, and competitor information.
July 7, 2022 -
397ChinaCSRC Launches Campaign to Expand Public Funds Market
Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022 -
565Securities / DerivativesTaiwan: Foreign Brokers Cleared of Wrongdoing in Trading Probe
A probe into foreign brokerage firms was launched last month after they sold shares in TSMC while also issuing “buy” recommendations in research reports.
April 28, 2022 -
371IndiaSEBI Standardises Industry Classification Framework for CRAs
The standardised framework will help enable uniformity in the classifications being used across sectors and in the securities market, SEBI said.
April 11, 2022 -
633EnforcementTWSE Probes Foreign Securities Firms Over Research Reports
There have been rumours that foreign securities firms have been selling off stocks before they achieve the target prices specified in published research reports.
March 30, 2022 -
528MalaysiaBursa Malaysia to Incentivise Research into Listed Companies
The initiative will lead to better value recognition for companies and enhance corporate governance, transparency and disclosure, Bursa Malaysia said.
March 29, 2022 -
470Fintech / RegtechBSP to Initiate Pilot Project to Test CBDC Use Cases
The BSP is looking to explore the use of CBDC in account-based distribution of cash assistance, as well as in cross-border money transfers.
March 16, 2022 -
721FeatureSingapore Has No Plans to Restrict Retail Investment in SPACs
Regulatory safeguards and educational efforts mounted by SGX should provide "adequate protection for retail investors and enable them to assess the risk-return trade-offs".
February 21, 2022 -
353MalaysiaBursa Malaysia Launches New Research Portal for Investors
The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.
December 10, 2021
