All posts tagged "Research"
-
276MalaysiaBursa Malaysia Launches New Research Portal for Investors
The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.
December 10, 2021 -
498FeatureSingapore Launches Asian Institute of Digital Finance
The research institute has led efforts to develop a federated learning platform for SME credit analytics that is expected to launch by year-end.
September 5, 2021 -
335Australia & NZFMA Clarifies Expectations on Use of Overseas Research in New Zealand
Overseas firms without a New Zealand financial advice licence can supply research reports to licensed New Zealand firms, but not to retail clients.
December 21, 2020 -
593InternationalIOSCO Publishes Guidance on Debt Raising Conflicts of Interest
The final guidance presents nine measures that address potential conflicts of interest and associated conduct risks when issuers are preparing to raise debt finance.
September 22, 2020 -
865InternationalNGFS Publishes Two-year Work Programme, New Charter
A new NGFS workstream being created will identify missing data items needed for effective climate-related and environmental risk analysis.
September 7, 2020 -
725EnforcementFSS Prompts JP Morgan Securities Seoul to Enhance Internal Controls
South Korea's FSS has reportedly instructed the Seoul branch of JP Morgan Securities to strengthen its internal controls on inter-subsidiary relations.
April 22, 2020 -
471International
IOSCO Offers Guidance on Reducing Conflicts in Debt Capital Raising
The guidance includes proposed regulatory measures to address potential conflicts of interest and associated conduct risks that could arise in the debt capital raising process.
December 18, 2019 -
2.0K1Press ReleaseHaymarket Enters into Strategic Partnership to Further Develop Regulation Asia
Through this partnership, both firms can look to strengthen their editorial expertise with the goal of providing their respective audiences with deeper coverage on critical issues.
November 29, 2019 -
945Asia-PacificPhilippine SEC Drafts Framework for Cross-border Publication of Research
Under the draft framework, capital market professionals authorised by the SEC can issue research reports in ASEAN countries that are MoU signatories: Malaysia, Singapore and Thailand.
July 8, 2019 -
1.3KEnforcementSFC Fines Credit Suisse $2.8m over Research Reports
Credit Suisse has been fined $2.8m for failing to disclose investment banking relationships and market making activities in research reports on Hong Kong-listed securities.
June 20, 2019
