All posts tagged "risk appetite"
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489IndiaRBI Identifies Faults in Risk, Compliance, Audit Functions
The RBI has bolstered its supervisory focus at banks amid findings of compliance, risk management and internal audit weaknesses.
April 5, 2022 -
377Australia & NZAPRA Unveils Initial Measures to Contain High Risk Lending
Banks should operate with a mortgage serviceability buffer of at least 3 percentage points over the loan interest rate, and control lending at high debt-to-income ratios.
October 7, 2021 -
202Big PictureJapan’s Amended Banking Act to Have Limited Impact: Fitch
The amendment is expected to contribute only marginally to addressing Japanese banks’ structural profitability challenges, Fitch Ratings says.
June 30, 2021 -
266Australia & NZNZ FMA Unimpressed With Liquidity Practices at Funds
The FMA says liquidity stress tests are not being performed frequently enough and fund managers do not have sufficient liquidity management tools.
June 24, 2021 -
291KoreaFSC Korea Issues Guidance on Investment Suitability Tests
The guidance sets out how investor suitability and appropriateness tests should be carried out during the sales process.
June 4, 2021 -
332FeatureNew Investor Protection Regulations Take Effect in Korea
South Korean financial institutions are required to record the sales process and implement a cooling-off period for complex investment products.
May 13, 2021 -
312Australia & NZRBNZ Refines Principles Governing Insurance Solvency Review
The RBNZ says it is confident that the revised principles are now robust, comprehensive and will guide the ongoing policy work on the review of solvency standards.
March 5, 2021 -
553Capital RegulationMAS Proposes Revisions to Requirements for Insurers
MAS proposes to enhance the current requirements relating to enterprise risk management, investment risk management and disclosure practices.
February 23, 2021 -
951Big PictureFund Managers to Remain in Regulatory Spotlight in 2020: Moody’s
Asset managers will remain in the regulatory spotlight as authorities actively work to reduce conflicts of interest in financial advice and elevate supervision of fund liquidity management.
December 10, 2019 -
717Australia & NZASIC Review Finds Non-financial Risk Oversight Lacking
ASIC says the boards of listed companies need to review their governance practices and accountability structures to ensure effective management of non-financial risks.
October 2, 2019
