All posts tagged "risk control"
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427TaiwanTaiwan Extends Application Period for Loan Deferrals
Borrowers that have difficulty repaying their loans can apply for a three to six month deferment. The deadline for applications is 30 June 2023.
May 27, 2022 -
448ChinaCSRC Unveils Capital Market Measures to Accelerate Recovery
The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.
May 24, 2022 -
516Securities / Derivatives
Taiwan FSC Allows Cross-institutional Data Sharing
Information sharing will be allowed between FIs that do not have group relations, provided that the data sharing model is first reviewed and approved by the FSC.
May 3, 2022 -
383China
CSRC Launches Campaign to Expand Public Funds Market
Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022 -
372ChinaPBOC, CBIRC Revise Rules for Banks on Commercial Bills Business
Banks and finance companies should not conduct commercial bill financing business exceeding 15 percent of their total assets.
February 7, 2022 -
1.0KChinaCBIRC Asks Banks, Insurers to Prioritise Digital Transformation
New guidance urges banks and insurers to "vigorously promote" digital financial services and further develop their data and technology capabilities.
January 31, 2022 -
604Australia & NZASIC, SFC Offer Guidance on FX Practices Following Joint Review
Financial groups should promote a strong risk culture, put in place appropriate supervision and surveillance, and ensure fairness and transparency in trade execution.
January 28, 2022 -
730AML / KYCTaiwan FSC to Explore Digital Identity Via Thematic Sandbox
'Digital Identity Authentication and Authorisation' was selected as the theme for the sandbox, to promote more convenient and secure access to financial services.
January 24, 2022 -
685Australia & NZ
Statewide Superannuation Fined for Overcharging, Misleading Members
Statewide also reported its breaches to ASIC some 45 days late. The firm is required to undertake a remediation programme and engage an independent expert for review.
January 20, 2022 -
620ChinaCSRC Proposes Tougher Rules for Major Money Market Funds
Money market funds with more than CNY 200 billion in net assets, or more than 50 million investors, will have to strengthen risk management and set aside additional risk reserves.
January 18, 2022
