All posts tagged "risk control"
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175ChinaCSRC, Exchanges Issue Final Rules for Index Funds
The rules seek to strengthen the professional competence of index fund managers, enhance the quality of underlying indexes used, and improve risk control.
February 1, 2021 -
312ChinaCBIRC Flags Continued Governance Issues at Banks, Insurers
Major shareholders at some small and medium-sized institutions are deliberately concealing their affiliate relationships and using the institutions as ‘cash machines’.
January 31, 2021 -
341Capital Regulation
CBIRC Issues Draft Rules for Banks on Managing Liability Quality
The draft rules set out six aspects of debt quality management that banks will have to incorporate in their systems, as part of efforts to prevent risks.
January 29, 2021 -
621ChinaPBOC, CBIRC Restrict Online Sale of Deposit Products by Banks
The PBOC and CBIRC have formally barred banks from selling personal fixed deposit products online via third party platforms, citing regulatory violations.
January 19, 2021 -
364Capital RegulationChina Implements New Bank Performance Evaluation Mechanism
State-owned banks based on their contributions to the economy, high quality development, risk management, and operational efficiency.
January 7, 2021 -
1.5KFintech / RegtechFSC Korea Unveils Policy Initiatives to Promote Fintech, Digital Finance
South Korea's FSC has announced new policy measures in five key areas to promote fintech and digital finance, and establish a stronger foundation for financial sector innovation.
February 27, 2020 -
623China
CBIRC Proposes New Rules to Cleanse Financial Leasing Sector
Of over 10,000 financial leasing companies in China at the end of June, more than 70% have either halted, are shell companies, or are mired in crisis.
January 10, 2020 -
842China
PBOC Allows Large Brokers to Take on More Debt
Brokers will be allowed to issue more debt to maintain liquidity in the interbank market. But some say the liquidity crunch is a normal process to restore risk control and force out bad players.
June 26, 2019 -
642Australia & NZFinancial System Resilient but Concerns Remain – RBA
Australia’s Financial Stability Review says risks easing, financial system resilient; but dangers remain on household debt, weak risk control and poor culture at banks.
April 17, 2018 -
703ChinaChina Launches Depository Receipt Pilot
Overseas-listed tech firms with market cap over 200 billion yuan can issue CDRs; unlisted firms valued over 20 billion yuan to be considered for domestic listings.
April 1, 2018
