All posts tagged "risk governance"
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343Hong KongSFC Offers Brokers, Fund Managers Guidance on Risk Governance
Senior management, including the board, responsible officers and MICs will be held accountable for the overall risk management control of their firms.
January 21, 2020 -
1.2KChinaChina to Enhance Regulatory System for Fintech Development
The PBOC is looking to enhance its digital supervision capabilities and improve risk governance in fintech development across the financial sector.
January 9, 2020 -
510Asia-PacificBSP to Phase In ESG-related Regulations for Banks
The first phase will involve high-level principles on ESG integration. The second will provide granular expectations. The third will cover regulatory incentives.
November 28, 2019 -
611Australia & NZAPRA Orders Allianz to Raise Capital by A$250m
APRA wants to send a message to the insurance and super sectors that it expects the same high standards of risk management, including for non-financial risks, as it does for banks.
August 15, 2019 -
592FeatureSFC Begins Thematic Review to Assess Risk at Licensed Corporations
The regulator will conduct a review of selected firms in Hong Kong with a view to understanding risks arising from remote risk booking, operational risk and data risk.
November 19, 2018
