All posts tagged "Risk"
-
440AML / KYCCorporate Registries Should Issue LEIs in Bulk: BIS Paper
Bulk LEI issuance by corporate registries would enhance the efficiency and reliability of data collection and reduce the per-company cost of applying for an LEI.
June 26, 2022 -
610ESG / SustainabilityMAS Issues New Guidance on Environmental Risk Management
Banks, insurers and asset managers are directed to use the guidance to bolster their resilience to environmental risk and set tangible targets for action.
June 2, 2022 -
470Australia & NZRBNZ Finalises Guidelines on Enforcement Principles and Criteria
The enforcement principles guide RBNZ's investigation and enforcement strategy. The enforcement criteria help determine the appropriate enforcement response to non-compliance.
May 20, 2022 -
460Crypto / Digital AssetsSEBI Seeks to Ban Celebs from Promoting, Endorsing Crypto
SEBI suggested to a parliamentary committee that prominent public figures be barred from promoting or endorsing crypto products.
May 20, 2022 -
294IndiaRBI Issues Guidance for NBFCs on Senior Manager Remuneration
NBFCs should constitute remuneration committees and use malus or clawback arrangements to account for possible misconduct or poor financial performance.
May 8, 2022 -
347ChinaChina to Establish Financial Stability Fund by September
Regulators led by the PBOC plan to use the new financial stability fund as a backup to dispose of major risks which could have systemic effects.
March 29, 2022 -
583Australia & NZASIC Probes Fund Managers for Misleading Marketing
ASIC is assessing whether fund managers made false or misleading statements or engaged in misleading or deceptive conduct when marketing their funds.
March 24, 2022 -
471Australia & NZAustralian Super Funds Shy Away from Chinese Equities – Report
China's crackdown on certain sectors has left super fund executives fearing that direct equity exposures to China may not be worth the added risk.
March 18, 2022 -
588AML / KYCSGX Issues Directions to Listed Issuers on Sanctions Compliance
Gazprom's GDR listing on SGX has been suspended. Issuers are directed to suspend trading if they are subject to sanctions or engaging in sanctioned business dealings with Russia.
March 8, 2022 -
615ChinaChina Banks Restrict Lending to Local Govt Financing Vehicles
Banks are trying to balance risks associated with the property sector against expectations from regulators that they finance acquisitions of real estate projects.
January 17, 2022
