All posts tagged "Risk"
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391Big PictureBoard, Compliance Engagement Lacking in Technology Adoption
Financial services firms lack engagement from boards and risk and compliance functions, according to a new survey from Thomson Reuters Regulatory Intelligence.
February 7, 2019 -
504Big PictureRegulatory Fragmentation Heightens Derivatives Market Risk – ISDA
Policymakers should reduce the gap between national regulations and global standards, and adopt a risk-based framework for the recognition of comparable regulatory regimes.
January 31, 2019 -
646Contributed ArticleSFC Fund Manager Code of Conduct Compliance Checklist
With the SFC's FMCC compliance deadline about one month away, fund managers need to have key components in place, says Cordium's Derek McGibney.
October 12, 2018 -
433AML / KYCTechnology, Multi-Agency Cooperation in Focus at HKMA
At the Refinitiv Pan Asian Regulatory Summit, HKMA's Carmen Chu discussed how technology and cooperation with authorities contributes to a safe and clean financial centre.
October 11, 2018 -
334Hong KongHKEX to Roll Out Nasdaq Real-Time Risk Technology
The technology provides HKEX with a single point-of-entry for risk management across its markets and enables CCPs more efficient operations and regulatory compliance.
October 10, 2018 -
723FeatureMAS Goes Live with Reporting Requirement for OTC Commodity, Equity Trades
Firms must report OTC derivatives transactions in commodities and equities to a licensed trade repository; DTCC welcomes the MAS' move to improve transparency and reduce risk.
October 2, 2018 -
278Asia-PacificBSP Unveils First Financial Stability Report
Inaugural financial stability report focuses on impact of higher interest rates and weakening EM currencies on outstanding debt. It also looks at potential financial stability implications from fintech and ASEAN integration.
August 30, 2018 -
176Australia & NZNew Zealand Tightens Rules on Calculating Bank Capital
RNBZ specifies additional restrictions on banks using internal models to calculate risk-weighted assets, as well as requirements to also use standardised models when reporting and for calculating operational risk.
July 12, 2018 -
203Capital RegulationS. Korea Trials New Regulatory Framework For Financial Holding Firms
FSC has developed a new standard for gauging capital adequacy at South Korea's financial conglomerates; The new metric ranks Samsung the highest and Hyundai the lowest - but still above levels that would require it to raise equity.
July 2, 2018 -
381Capital RegulationFRTB – Ending or Evolving Trading Culture
FRTB will force banks to change their operating models, bringing them out of product and trading desk silos. Bank trading culture and the trading desk concept may need to evolve to accommodate a wider picture of risk taking.
May 28, 2018
