All posts tagged "Risk"
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610InternationalISDA Launches New Indicator to Monitor RFR Adoption in Derivatives
The indicator is intended to help derivatives market participants keep tabs on progress to shift to risk-free rates ahead of the end of 2021, when LIBOR is due to be discontinued.
July 29, 2020 -
507Big PictureInstitute of Internal Auditors Offers Update to 3LoD Model
The new 'Three Lines Model' is aimed at improving organisational structure to achieve better alignment, collaboration, and accountability among key players.
July 27, 2020 -
346Capital RegulationCBIRC Warns of Worsening Asset Quality, Rising Bad Loans
NPLs will appear in the next period and rise, the CBIRC said, citing deteriorating asset quality, accumulated risks and weaker profitability at small and medium-sized banks.
July 14, 2020 -
444Capital RegulationFSC Korea to Tighten Financial Conglomerate Supervision from May
The FSC is revising its guidelines on the supervision of financial conglomerates to enhance capital adequacy assessments, disclosure rules, and internal controls requirements.
February 25, 2020 -
1.1KAML / KYCVideo: Detecting True Risk With Holistic Surveillance: Nice Actimize
Regulation Asia sat down with Nice Actimize's Jerome Lambert to understand how a holistic approach has improved surveillance capabilities and reduced the burden on compliance analysts.
January 15, 2020 -
490Asia-PacificCryptoasset Risk in Misalignment with Investor Profiles: OECD
New OECD research has found a strong likelihood of misalignment between the risk profiles of some financial consumers and the riskiness of cryptoassets.
December 18, 2019 -
464Asia-PacificLSEG to Provide Post Trade Technology for Philippine Bourse
The Securities Clearing Corporation of the Philippines will use LSEG technology to enhance its clearing, settlement, risk and collateral management capabilities.
December 12, 2019 -
598Australia & NZClearView Completes Advice Remediation Programme
Financial compensation totalling A$730,000 was offered to 215 clients who were harmed by poor advice, while another 21 clients received non-financial remediation.
September 20, 2019 -
318JapanJapan Regulators Seek Data on Financial Firms’ Risky Investments
The BOJ and FSA are collecting data on financial firms' holdings of collateralised loan obligations and leveraged loans to understand the risks they present.
September 10, 2019 -
502Capital RegulationUPDATED – PBOC Mulls New Rules to Reduce Risk at Smaller Banks
The PBOC will encourage merger talks instead of bankruptcies when dealing with problematic financial institutions.
August 30, 2019
