All posts tagged "Risk"
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61Market InfrastructureIndustry Groups Collaborate to Plan Move to T+1 in US Equities
SIFMA, ICI and DTCC plan to complete their analysis on the next steps needed to shorten the settlement cycle in US equities by the end of Q3 2021.
May 1, 2021 -
372Fintech / RegtechHKMA Launches Regtech Challenge to Address Banking Pain Points
The HKMA invites Regtech providers to showcase solutions to help Hong Kong banks solve common risk management and regulatory compliance pain points.
March 26, 2021 -
210Australia & NZAPRA Accepts Court Enforceable Undertaking from Allianz
Allianz Australia acknowledges previous risk and compliance weaknesses and emphasises its commitment to addressing these issues.
March 11, 2021 -
542Asia-Pacific2021 Will Demand a Different Culture of Compliance
Quincy Tse discusses how firms can cultivate and promote a culture of compliance even as remote work arrangements continue to be commonplace.
February 24, 2021 -
415Hong KongAsian Regulators Issue Warnings as GameStop Remains in Focus
Authorities in Hong Kong, Singapore, Korea and Malaysia are among those issuing warnings of possible investor losses as heightened volatility continues.
February 4, 2021 -
Press Release
Oracle Financial Services Awarded Best Solution in Enterprise Risk Management
Oracle uses a common data model across all of its risk and finance applications, enabling FIs to obtain a complete view of risk, achieve significant efficiencies and save on cost.
December 16, 2020 -
845ChinaCSRC Updates Rules to Protect Convertible Bond Investors
Trading venues will have to develop an investor suitability management system, and securities firms will have to conduct client suitability assessments.
October 28, 2020 -
1.0KCapital RegulationPBOC Issues Draft Rules ‘Fully Revising’ Commercial Bank Law
The revisions will enhance governance, improve board and senior management accountability, strengthen capital and risk management requirements, and raise penalties for violations.
October 19, 2020 -
564Australia & NZRBNZ Announces Expansion of Large-Scale Asset Purchases
The RBNZ has expanded its quantitative easing programme to NZ$100bn and signalled a willingness to enter negative OCR territory, in response to Covid-19 related uncertainty.
August 13, 2020 -
870InternationalISDA Launches New Indicator to Monitor RFR Adoption in Derivatives
The indicator is intended to help derivatives market participants keep tabs on progress to shift to risk-free rates ahead of the end of 2021, when LIBOR is due to be discontinued.
July 29, 2020
