All posts tagged "Robo-advisory"
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5211Market InfrastructureMAS Raises Conduct Concerns in Financial Advisory Sector
The MAS has commenced a review of the disciplinary frameworks at financial advisory firms, with a view to eventually sharing best practices and developing further guidance.
July 15, 2019 -
424Fintech / RegtechSEBI Directs Mutual Funds to Report on AI, ML Use
Mutual funds will have to report on their use of AI and ML to facilitate investing, trading, dissemination of investment strategies and advice, compliance, operations and other activities.
May 10, 2019 -
397UncategorisedS. Korea Passes Law Allowing Robo Advisers to Manage Funds
Korea is allowing robo advisers to operate funds, provided they are managed in line with disclosed objectives and have security breach prevention measures in place.
April 18, 2019 -
482FeatureMAS Issues Guidelines on Provision of Robo-Advisory Services
Guidelines allow digital advisers to pass client orders to brokerage firms for execution without the need for an additional capital markets services licence.
October 9, 2018 -
477FeatureSFC Issues Robo-advice Guidelines
Robo-advice platforms should explain how their underlying algorithms operate, ensure regular testing to ensure they remain fit for purpose.
March 29, 2018 -
335Asia-PacificMalaysia Set to License its First Robo-advisory
Securities Commission 2017 annual report reveals eligibility and application requirements for digital investment management; first robot-advisory license to be granted in 2018.
March 22, 2018 -
Securities & Trading
Taiwan Allows Robo-advisory for Mutual Funds
Investment advisors can use robo-advisory technology to execute transactions and rebalance portfolios for clients as long as preset investment scale and return standards are maintained.
August 14, 2017 -
Fintech / Regtech
SEBI to Study Fintech Potential for Securities Markets
Committee will help the regulator evolve the regulatory framework in response to the development of new technology pertinent to the securities markets.
August 7, 2017 -
Hong Kong
Rolling in the Regulations for Robo-Advisers
A SFC consultation paper proposes guidelines for robo-advisers to provide accurate, easily comprehensible information to investors.
August 1, 2017 -
Singapore
Singapore to Ease Rules for Robo-advisers
June 8, 2017
