All posts tagged "rogue trading"
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182FeatureBNM Raises Expectations of Good Conduct in Wholesale Markets
The board and management must ensure good conduct culture is embedded and governance structures "inculcate fair and ethical decision making".
November 15, 2021 -
540FeatureHKMA Outlines Regtech Use Cases for Treasury Operations
The use cases presented include solutions to detect rogue trading activities, standardise derivatives trading lifecycle events, and enhance liquidity risk monitoring.
March 22, 2021 -
1.4KBig PictureConduct Risk a Top Concern Among Banks, Insurers: ORX
In retail banking, scenario development commonly featured conduct risk. In Asia Pacific, fraud has also been a significant concern among FIs.
October 7, 2020
