All posts tagged "Safe Harbour"
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342ChinaChina Tightens Anti-Monopoly Rules to Improve Oversight
The amendments seek to encourage innovation while also protecting fair competition in the market, incuding by raising penalties for monopolistic behaviour.
June 28, 2022 -
495Securities / DerivativesUS SEC Proposes Enhanced Protections for SPAC Investors
The proposal aims to provide SPAC investors additional disclosures and protections similar to those they would receive in an IPO.
April 1, 2022 -
624FeatureUS House Passes LIBOR Replacement Legislation
The legislation will automatically shift tough legacy contracts to a new benchmark, preventing disputes over which rate should apply and how interest is calculated.
December 10, 2021 -
342Australia & NZAustralia: Industry Body Seeks Greater Clarity on Crypto Regulation
Blockchain Australia has asked for safe harbour to be provided to ensure regulatory action will not be taken against crypto businesses where the law is unclear.
July 30, 2021 -
262AML / KYCPhilippine SEC Backs Amendments to Bank Secrecy Law
Bank secrecy has prevented the SEC from validating information and establishing the owners of bank accounts linked to securities violations.
June 21, 2021 -
247AML / KYCPhilippines: 26 Groups Jointly Call for Easing of Bank Secrecy Law
The groups say the Philippines lags the world on bank secrecy and allows politicians and other government officials to hide unexplained wealth.
June 2, 2021 -
379Australia & NZFSC Australia Proposes Removal of Financial Advice Red Tape
There are significant opportunities to reduce the cost and complexity of providing financial advice, the FSC says in new paper.
April 22, 2021
