All posts tagged "Sanctions"
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1.0KAML / KYCUS Judge Subpoenas Chinese Banks in Sanctions Probe – Report
A US federal judge has ordered three Chinese banks to provide documents in relation to a Hong Kong company which allegedly helped North Korea evade international sanctions.
May 7, 2019 -
951AML / KYCVideo: What Global Sanctions Compliance Means for Asia
Regulation Asia sat down with SIX's Neil Thomas and Robert Jeanbart to discuss what sanctions monitoring means for financial institutions in Asia.
May 7, 2019 -
1.4KAML / KYCFATF Releases Mutual Evaluation Report on China
Some of the gaps identified relate to an insufficient focus on non-financial businesses and professions, difficulties identifying beneficial ownership, and an inadequate sanctions framework.
April 19, 2019 -
1.2KAML / KYCSoutheast Asia Vulnerable to North Korea Crypto Activity
New RUSI research reveals how North Korea can exploit cryptocurrency, particularly in Southeast Asia, to circumvent international sanctions.
April 16, 2019 -
1.4KAML / KYCStandard Chartered Fined Over $1bn by US, UK Authorities
Standard Chartered Bank will pay $947mn to US authorities for poor AML controls and sanctions breaches, and $134mn to the UK FCA for AML breaches.
April 11, 2019 -
1.5KAML / KYCHKEX Offers Listing Applicants Guidance on Sanctions Risk
International law firm Hogan Lovells says the HKEX guidance provides significant insight into how it will consider international trade and sanctions issues in the context of IPO transactions.
March 26, 2019 -
929AML / KYCBCBS Sets Out Minimum Expectations for Banks Exposed to Crypto
The minimum prudential expectations for banks exposed to crypto-assets relate to due diligence, governance and risk management, public disclosure and supervisory dialogue.
March 18, 2019 -
1.7KAML / KYCAnarchy in the UK’s Sanctions Regime
In light of the OFSI's recent fine on Raphaels Bank, Eric Sohn at Dow Jones Risk & Compliance looks at other seemingly outsized penalties, and what they could mean.
March 13, 2019 -
2.6KAML / KYCData Privacy, Cybersecurity, Conduct in Focus in APAC
Data privacy, conduct & culture, cybersecurity and AML will be in focus in APAC for the next three years, according to a new report from Fenergo.
February 14, 2019 -
833Big PictureBoard, Compliance Engagement Lacking in Technology Adoption
Financial services firms lack engagement from boards and risk and compliance functions, according to a new survey from Thomson Reuters Regulatory Intelligence.
February 7, 2019
