Tesla's Australia director used confidential information to profit from buying and selling Piedmont Lithium shares on the ASX.
March 24, 2023ANZ received sensitive information or documents about borrowers from unlicenced third parties through its introducer programme.
March 13, 2023ASIC alleges coal producer TerraCom and its directors and officers breached the whistleblower protection regulations which came into force in July 2019.
March 5, 2023ASIC alleges Mercer Superannuation made misleading statements about investment options that were marketed as suitable for members ‘deeply committed to sustainability’.
March 1, 2023Former ASX-listed GetSwift was ordered to pay A$15mn. Three former directors were also penalised.
February 17, 2023ASIC warns that it will target greenwashing, predatory lending and misleading insurance pricing promises.
February 16, 2023ASIC says Black Mountain Energy made misleading statements in three ASX announcements regarding a natural gas development project.
January 5, 2023ASIC said the statements made by Diversa Trustees were too broad, potentially misleading consumers about its investment screens.
December 29, 2022ASIC alleges that American Express Australia breached its design and distribution obligations in relation to two credit cards it issued and co-branded with retailer David Jones.
December 7, 2022Vanguard's exclusion was meant to prevent investment in companies that sell tobacco products, but its screen only excluded manufacturers and not sellers.
December 2, 2022