All posts tagged "SEBI"
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191AML / KYCSEBI Issues Measures to Protect Securities Market Client Records
A new cybersecurity framework has been issued for KYC registration agencies. Stockbrokers, depository participants, registrars and transfer agents are asked to submit their quarterly reports by end-November.
October 18, 2019 -
274India
SEBI Allows Indian Firms to Issue Depository Receipts
Domestically listed companies will be allowed to issue depository receipts on certain international bourses as well as on GIFT City exchanges.
October 12, 2019 -
218India
SEBI Prescribes New Limits for Debt Fund Exposures
The regulatory has prescribed new limits for debt mutual funds’ investment in unlisted, unrated and credit enhanced securities, and tightened sector and group level exposure limits.
October 10, 2019 -
317AML / KYCIndia Establishes High Level Panel on AML/CFT
The inter-ministerial committee comprises senior officials from government departments, ministries, law enforcement agencies and regulatory bodies, including the RBI, SEBI and IRDAI.
October 8, 2019 -
215India
SEBI Issues Norms for Funds on Money Market, Debt Valuations
Mutual funds should value money market and debt securities using the waterfall approach on the basis of traded yields, SEBI said in a circular.
October 1, 2019 -
240India
SEBI Prescribes New Risk Management Norms for Liquid Funds
From 1 April 2020, liquid and overnight funds must hold at least 20% of their net assets in liquid assets such as cash, government securities and treasury bills.
September 24, 2019 -
318EnforcementTribunal Overturns SEBI Order Banning PwC from Auditing
The Securities Appellate Tribunal cited a lack of evidence against PwC, and said SEBI had no jurisdiction to impose the ban in the first place.
September 10, 2019 -
434IndiaRBI Task Force Urges Development of Secondary Market for Loans
The task force recommends easing rules for loan asset securitisation, and to allow secondary market participation from funds and insurers.
September 5, 2019 -
338India
SEBI Extends Deadline for New Rules on Handling Client Securities
Following feedback from stock exchanges and market participants, SEBI has decided to extend the effective dates in a June circular by one month.
August 30, 2019 -
494India
SEBI Eases Requirements for FPI Registration
SEBI has consolidated 57 circulars and 183 FAQs issued over the years into a single circular for FPIs, easing several requirements in the process.
August 23, 2019
