All posts tagged "SEBI"
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75IndiaSEBI Postpones Penalties Under New Upfront Margin Collection Norms
SEBI said the penalty provision for short-collection or non-collection of upfront margin in the cash segment will now be implemented from 1 September.
August 6, 2020 -
363Enforcement
SEBI Offers One-time Settlement for 500+ Errant Brokers
SEBI identified instances where trading participants were consistently making losses on stock options trading, only to reverse the losses later in the day or the next day.
July 30, 2020 -
438India
SEBI Directs Funds to Trade Corporate Bonds Through Exchanges
From October, SEBI will require mutual funds to trade at least 10 percent of their corporate bonds through RFQ platforms of stock exchanges to enhance transparency and price discovery.
July 23, 2020 -
539India
SEBI to Phase In Stricter Stock Trading Margin Norms From December
The new rules are expected to severely impact intra-day stock trading, which accounts for about 90% of the market volumes in India.
July 22, 2020 -
607IndiaSEBI Allows Foreign Stock Exchanges to Set Up in Gift City
Indian or foreign stock exchanges can set up a majority-owned subsidiary with other investors to provide stock exchange services in Gift City.
July 14, 2020 -
260India
SEBI Finalises Amendments to Investment Adviser Rules
The final rules increase the net worth, qualification and experience requirements for investment advisers and introduce client-level segregation of advice and distribution activities.
July 8, 2020 -
495India
SEBI Allows Exchanges to Penalise Excessive Algo Orders
On the third instance of the order-to-trade ratio exceeding 2000, trading members will be restricted from placing any orders for the first 15 minutes on the next trading day.
June 29, 2020 -
806India
SEBI Issues Operational Framework for Trading Distressed Debt
From 1 July, the new operational framework will lift restrictions that have to date prevented trading in debt securities that have defaulted on redemption.
June 28, 2020 -
418India
SEBI Eases Fundraising Rules for Stressed Listed Companies
SEBI has relaxed pricing rules for preferential issues to make it easier for listed companies to raise new funds. Similar relaxations for stressed companies were also announced.
June 27, 2020 -
344AML / KYCIndia to Restrict Foreign Ownership of Pension Funds
Under draft rules, government approval will be required for investment in an Indian pension fund from land-border countries including China; a 49% cap is proposed for other foreign investors.
June 23, 2020
