All posts tagged "SEBI"

SEBI Fines Yes Bank, Three Others for Mis-selling AT1 Bonds

SEBI says Yes Bank misled individual investors into buying risky AT1 bonds and did not inform them of the risks involved or conduct risk profiling.

SEBI Approves Listing Rule Changes, New ESG Reporting Requirements

The new reporting requirements set the stage for taking a leap for better disclosures in the ESG space in India, SEBI said.

SEBI Requires Intermediaries to Seek Approval for Change in Control

SEBI Relaxes Valuation Rules For AT1 Bonds

Under revised regulations, the deemed residual maturity of perpetual or AT1 bonds would remain 10 years until 31 March 2022.

SEBI Issues Guidelines for MIIs on Handling Disruptions

The new guidelines follow last month's trading halt at the NSE. The exchange has submitted a root cause analysis to SEBI.

SEBI Rolls Out KYC Registry Extension to Legal Entities

Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.

SEBI Updates Rules on UCC, PAN Use in Commodity Derivatives

Execution of commodity derivatives trades will be prohibited without an upload of clients' UCC details, which should be accompanied by the PAN or e-PAN.

SEBI Directs MIIs to Establish Controls to Prevent Market Abuse

Stock exchanges, clearing corporations and depositories are asked to establish a code of conduct and institutional mechanism to prevent fraud and market abuse.

SEBI Issues Modified Guidelines for Mutual Fund Schemes

The cumulative gross exposure limit through equity, debt, derivative positions may not exceed 100% of the net assets of the mutual fund scheme.

SEBI Consults on Creation of Accredited Investor Class

SEBI says the new investor classification can help it to focus its regulatory resources on investors that need more protection and facilitate innovation in the securities market.