SEBI says Yes Bank misled individual investors into buying risky AT1 bonds and did not inform them of the risks involved or conduct risk profiling.
April 14, 2021The new reporting requirements set the stage for taking a leap for better disclosures in the ESG space in India, SEBI said.
April 2, 2021Under revised regulations, the deemed residual maturity of perpetual or AT1 bonds would remain 10 years until 31 March 2022.
March 29, 2021The new guidelines follow last month's trading halt at the NSE. The exchange has submitted a root cause analysis to SEBI.
March 25, 2021Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021Execution of commodity derivatives trades will be prohibited without an upload of clients' UCC details, which should be accompanied by the PAN or e-PAN.
March 10, 2021Stock exchanges, clearing corporations and depositories are asked to establish a code of conduct and institutional mechanism to prevent fraud and market abuse.
March 8, 2021The cumulative gross exposure limit through equity, debt, derivative positions may not exceed 100% of the net assets of the mutual fund scheme.
March 8, 2021SEBI says the new investor classification can help it to focus its regulatory resources on investors that need more protection and facilitate innovation in the securities market.
March 4, 2021