All posts tagged "SEBI"
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122EnforcementSEBI Targets Insider Trading with Informant Reward Mechanism
Whistleblowers will be eligible for rewards up to $139,000 and, if culpable themselves, for amnesty or settlement with SEBI.
August 22, 2019 -
173India
SEBI Proposal Stricter Rules for Portfolio Managers
SEBI proposes a higher net worth requirement, a higher minimum investment, and standardised performance reporting for portfolio managers, among other changes.
August 6, 2019 -
251India
SEBI Seeks Uniform Penalties Framework for Margin Reporting Failures
Fines charged to members for misreporting or non-reporting of margins collected from clients may extend to 100% of the incorrectly or nonreported amount.
August 3, 2019 -
444IndiaSEBI Grants QCCP Status to MCX Clearing Corporation
SEBI has granted qualifying central counterparty status to Multi Commodity Exchange Clearing Corporation.
August 1, 2019 -
677FeatureIndia Enables Consent-Based Financial Data Sharing
Four years of collaboration between India's major financial regulators has resulted in a new platform that enables financial services providers to share data with other institutions based explicitly on user consent.
July 26, 2019 -
508India
SEBI Proposes Additional Requirements for Resigning Auditors
Under the proposal, auditors will be required to finalise their audit reports and make detailed disclosures regarding their reasons for resignation from listed companies.
July 22, 2019 -
336Capital Regulation
SEBI Tightens NPA Disclosure Requirements for Listed Banks
Listed banks will have to make disclosures if the additional provisioning for NPAs assessed by RBI exceeds 10% of reported profit, compared to 15% previously.
July 22, 2019 -
504IndiaESMA Recognises NSE IFSC Clearing Corp as Third Country CCP
The recognition ensures European participants can apply lower risk to trade exposures to NSE IFSC Clearing Corporation and thus benefit from lower capital requirements.
July 2, 2019 -
474India
SEBI Approves Tighter Norms for Mutual Funds
At its latest board meeting, SEBI approved tighter norms for mutual funds and pledged shares, while also approving a new framework for shares with differential voting rights.
July 1, 2019 -
439India
SEBI Tightens Rules on Handling of Client Securities
SEBI has issued new rules governing the management and disposal of client securities held by trading and clearing members.
June 21, 2019
