All posts tagged "SEBI"
-
299EnforcementSEBI Bans Fidelity Trader and Family Members for Front-Running
The trader used non-public information to front-run impending trades of Fidelity Group entities with his mother and sister's trading accounts from Hong Kong.
December 10, 2019 -
190India
SEBI Proposes Mandatory Benchmarking of Alternative Investment Funds
Alternative investment funds with at least a three-year track record will have to be benchmarked against industry peers and their performance disclosed to investors.
December 10, 2019 -
108EnforcementMajor Indian Bourses Suspend Karvy Trading Licences
BSE, NSE, MCX, MSEI suspend Karvy Stock Broking; NSDL returns to 90% of clients the securities that were illegally pledged at lenders by Karvy.
December 4, 2019 -
181India
SEBI Sets Earlier Cut-Off Time for Commodity Margin Computations
The 5pm cut-off, compared to 11.30pm currently, will make it easier for trading members to compute and collect client margins, effective from April 2020.
December 3, 2019 -
161IndiaIndian Exchanges Issue New Framework for Listing Commercial Paper
The listing framework for commercial papers will lead to more transparency, a better disclosure regime and greater investor protection.
November 28, 2019 -
280India
SEBI Approves New Rules for Portfolio Managers
Among the rules are a higher net worth requirement for portfolio managers, a doubling of the minimum investment requirement for PMS funds, and mandatory appointment of a custodian.
November 23, 2019 -
267India
SEBI Requires Listed Companies to Disclose Defaults Within 24 Hours
Effective from 1 January, once a listed company falls 30 days behind on loan repayment it will have 24 hours to disclose the default, even before it is classified as an NPA by the lender.
November 22, 2019 -
267Capital RegulationMCA Releases Interim Rules for Handling NBFC Insolvency
The framework will serve as an interim mechanism to deal with any urgent situation at systemically important NBFCs, pending the introduction of a full resolution framework.
November 20, 2019 -
159India
SEBI Mandates Mapping of Brokers’ Client Codes with Demat Accounts
The measure has been put in place to detect the diversion of client securities by brokers at an early stage so allow for appropriate preventive measures.
November 20, 2019 -
136India
SEBI Cuts IPO Listing Time to Just Three Days
The move comes as the country’s securities regulator has extended its timeline to make all retail applications for public equity issues to be paid exclusively using digital payment application, UPI.
November 13, 2019
