All posts tagged "SEBI"
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479IndiaSEBI to Promote Greater Access to Securities Market Data
The committee will identify gaps in the public availability of securities market data and recommend regulations to promote transparency, access and useability of such data.
October 22, 2020 -
1.1KIndia
SEBI Issues Series of Risk-Reducing Measures for Debt Funds
The reforms include a new code of conduct, new responsibilities for debenture trustees, new fund labeling requirements, and restrictions on inter-scheme transfers, among others.
October 18, 2020 -
447IndiaSEBI Orders Faster Liquidation of Defaulting Brokers’ Assets
Stock exchanges and clearing corporations should sell brokers' securities if debit balances are not cleared in 5 days, and to sell other broker assets six months after the default.
October 2, 2020 -
416India
SEBI Considers ‘Backstop Facility’ for Debt Mutual Funds
The backstop facility would have to be able to buy relatively illiquid investment-grade corporate bonds from mutual funds in times of stress.
September 30, 2020 -
614Enforcement
SEBI Quadruples Penalties Against CRAs Over IL&FS Failures
In December, SEBI issued INR 2.5 million penalty orders against ICRA, India Ratings & Research and Care Ratings. This has been raised to INR 10 million.
September 27, 2020 -
1.2KCapital RegulationIndia Establishes Netting Certainty for Bilateral OTC Derivatives
Parliament passed a bill providing legal basis for bilateral netting of OTC derivatives contracts which are not centrally cleared.
September 25, 2020 -
326India
SEBI Issues Risk Management Rules for Negative Commodity Prices
Clearing corporations are directed to ensure their systems are ready to implement the alternate risk management framework by 21 November.
September 24, 2020 -
344India
SEBI Modifies NAV Rules for Mutual Fund Schemes
The move is expected to create a more level playing field for all mutual fund investors and promote greater use of digital payment channels.
September 23, 2020 -
278India
SEBI Directs Multi Cap Funds to Raise Exposure to Smaller Stocks
New guidelines will force multi cap funds to dump large cap stocks in favour of small- and mid-cap stocks by January 2021.
September 14, 2020 -
459India
SEBI Revises Mutual Fund Side Pocketing Standards
Previously, only debt securities downgraded below investment grade can be side pocketed. Side pocketing will be allowed for even higher-rated debts that are restructured due to Covid-19.
September 9, 2020
