All posts tagged "SEBI"
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154IndiaSEBI Amends Margin Framework for Cash, Derivatives Segments
Margin requirements will be lower for positions that are hedged against each other, making some options strategies more feasible for traders.
February 25, 2020 -
190India
SEBI Approves Proposals to Tighten Investment Adviser Regulation
The proposals approved include higher net worth requirements for investment advisers, a cap on fees, and segregation of investment advice from product distribution.
February 21, 2020 -
195EuropeIndia Cabinet Approves SEBI-FCA Updated AIFMD MoU
The updated MoU substitutes references to EU legislation with the relevant UK law, pursuant to the UK's exit from the EU on 31 January.
February 20, 2020 -
134IndiaSEBI Forms Municipal Bonds Development Committee
The committee will advise on regulation to develop the primary and secondary markets for municipal bonds.
February 19, 2020 -
199Capital Regulation
SEBI Bars Portfolio Managers from Charging Upfront Fees
SEBI has barred portfolio managers from charging upfront fees from clients and imposed caps on annual management fees and exit loads.
February 18, 2020 -
246Fintech / Regtech
SEBI Approves Live Sandbox Testing for Regulated Entities
SEBI-registered entities can test new products, services and business models on a limited set of customers, for a specified period of time, with certain regulatory relaxations.
February 18, 2020 -
268India
SEBI Introduces New System to Detect Broker Misuse of Client Securities
An online register will record brokers’ holdings of client securities, clubbing all such information collected by exchanges, depositories and clearing corporations for all types of trades.
February 17, 2020 -
289Capital RegulationIndia Doubles Pension Fund Manager Net Worth Requirement
The increase brings the requirements for pension fund managers in line with those for managers of mutual funds regulated by SEBI.
February 13, 2020 -
216India
SEBI Tightens Disclosure Standards for Alternative Investment Funds
SEBI has set out minimum disclosure standards and introduced mandatory performance benchmarking for alternative investment funds.
February 7, 2020 -
294India
India Streamlines FPI Registration Process
The new 'Common Application Form' can be used for three purposes - FPI registration with SEBI, PAN issuance by the CBDT, and KYC for account opening with intermediaries.
February 5, 2020
