All posts tagged "SEC"
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94AML / KYCUS House Bill Offers Regulatory Framework for Crypto
The bill would give the SEC authority over digital asset securities, the CFTC authority over digital assets, and the Fed authority to issue a digital dollar.
August 3, 2021 -
42Asia-PacificThailand, Luxembourg Sign MoU on Fintech Innovation
The MoU provides a framework for cooperation between the SEC and CSSF with respect to promoting innovation in financial services.
August 2, 2021 -
71Asia-PacificSEC Philippines Launches New Fintech Innovation Office
The PhiliFintech Innovation Office will serve as the first point of contact for existing fintech companies and help the SEC regulate fintech activities.
August 2, 2021 -
62Asia-PacificRipple Opens Japan-Philippines Remittance Corridor
Japan's SBI Remit will connect with Coins.ph and crypto exchange SBI VC Trade to open the remittance corridor, leveraging Ripple's on-demand liquidity service.
July 31, 2021 -
109ChinaUS SEC to Require New Disclosures from Chinese Issuers
Chinese issuers with VIE structures will have to "prominently and clearly" disclose that they face uncertainty about future actions by the Chinese government.
July 31, 2021 -
147EuropeIndependent Report Finds Risk Control Failures at Credit Suisse
The report indicates that the risks were known, but responsible parties in the first and second lines simply failed to act.
July 30, 2021 -
45Asia-Pacific
Thailand SEC Issues New Rules on Fund Liquidity Management
Asset managers have until 1 January 2022 to have a board-approved policy in place and ensure the availability of sufficient liquidity management tools.
July 29, 2021 -
68Asia-Pacific
Thailand SEC Consults on Securities Law Revisions
The amended Securities and Exchange Act will promote cooperation between financial market regulators including the SEC, BOT and OIC.
July 27, 2021 -
66Asia-PacificSET Seeks to Allow Derivative Warrants to Use Foreign Stocks
The SET will ask the Thai SEC to amend regulations to allow derivative warrants to use foreign stocks as their underlying assets.
July 22, 2021 -
87AML / KYCBOT Warns Against Using Crypto As Means of Payment
If the use of digital assets as a means of payment for goods and services become widespread, the BOT will take action in coordination with the SEC.
July 18, 2021
