"Investment advisers should not mislead the public by saying they are using an AI model when they are not," said the SEC's Gary Gensler.
March 19, 2024The whitepaper details Project Savannah's goals and strategy for empowering MSMEs in sustainability reporting through three key pillars.
March 18, 2024SEC Secretary General Pornanong Budsaratragoon said the funds can only be offered to institutional investors and ultra-high-net-worth investors.
March 15, 2024Coinbase argues that the SEC acted arbitrarily and capriciously when it summarily denied a petition seeking tailored rules for the crypto industry.
March 13, 2024The SEC will shrink the pool of listed stocks eligible for short-selling, impose daily limits on short-selling, and require securities firms to help it police the market.
March 12, 2024Crypto exchanges would have to meet a minimum capital requirement of THB 100 million if they hold customer assets, up from THB 50 million currently.
March 11, 2024The individuals were collectively fined a total $1.82mn and prohibited from serving as directors or executives of any securities company for varying periods.
March 8, 2024The amendments for the first time enable customers of larger broker-dealers to gain access to direct information about aggregate execution quality.
March 8, 2024SEC Commissioners Hester Peirce and Mark Uyeda issued a joint statement expressing disagreement with the enforcement action.
March 7, 2024The final rules allow large companies to report Scope 1 and 2 emissions only if they are material, and remove requirements to also disclose Scope 3 emissions.
March 7, 2024