In light of the prison sentences Ishan Wahi and his brother have to serve, the SEC will not seek civil penalties apart from the disgorgement already ordered.
June 1, 2023The UBS acquisition of Credit Suisse has been approved in the EU, but is being complicated in China by regulatory requirements.
May 29, 2023Investors can still take the “middle path” to appease US clients while upholding sustainability-related commitments.
May 29, 2023Bryan Lee allegedly conspired with others to defraud investors in companies that claimed to be developing metaverse-related technologies.
May 20, 2023The SEC said it has no obligation to issue the "broad new regulations" for digital assets that Coinbase has requested.
May 16, 2023The CFTC fined three HSBC affiliates a total $75m for manipulative and deceptive trading, spoofing, and supervision and record-keeping failures.
May 15, 2023Rules are established to enable local and ASEAN-member investment companies and CIS operators to offer sustainable and responsible funds locally and across the region.
May 15, 2023Dutch medical supplier engaged in "improper" conduct and bidding practices to sell its medical technology products in China.
May 14, 2023The former Coinbase product manager was sentenced to two years in prison for feeding his brother and a friend information about upcoming crypto listings.
May 11, 2023The SEC issued guidelines on the allocation of ISIN, CFI and FISN codes to financial instruments in the Philippines.
May 9, 2023