A letter from 26 trade associations calls on the SEC to re-evaluate the costs and economic impacts of its custody rule proposal.
September 14, 2023The order type enhances liquidity, execution quality improvement outcomes, and fill rates by adjusting dynamically to real-time market conditions.
September 14, 2023Virtu describes the lawsuit as retaliation for the company's public criticism of the SEC's market structure rule proposals.
September 13, 2023Criminal charges were filed against four executives of a brokerage firm, including its CEO, for manipulating prices during a 2018 IPO.
September 13, 2023The arrangement will enable capital efficiencies for clearing members that trade and clear both US Treasury securities and CME Group interest rate futures.
September 13, 2023The revisions will help to build investor confidence and better align corporate governance practices in Sri Lanka with international standards.
September 12, 2023CFTC commissioner Caroline Pham said creating a pilot programme will enable the safe exploration of innovations involving crypto, digital assets, and tokenisation.
September 11, 2023The SEC says the revised guidelines will take into account the IFRS S1 and S2 standards and ensure listed companies report sustainability information consistently.
September 8, 2023The code would aim to address issues such as conflicted transactions, disclosure standards, valuation practices, and interpretation of regulations.
September 8, 2023Policy experts from CFA Institute discuss key regulatory and technology trends that will impact how investment advice is delivered.
September 5, 2023