Crypto exchanges would have to meet a minimum capital requirement of THB 100 million if they hold customer assets, up from THB 50 million currently.
March 11, 2024The individuals were collectively fined a total $1.82mn and prohibited from serving as directors or executives of any securities company for varying periods.
March 8, 2024The amendments for the first time enable customers of larger broker-dealers to gain access to direct information about aggregate execution quality.
March 8, 2024SEC Commissioners Hester Peirce and Mark Uyeda issued a joint statement expressing disagreement with the enforcement action.
March 7, 2024The final rules allow large companies to report Scope 1 and 2 emissions only if they are material, and remove requirements to also disclose Scope 3 emissions.
March 7, 2024The SEC said issuers of securities should refer to the taxonomy when making investment decisions or designing sustainable financial products and services.
March 7, 2024Gemini Trust has committed to returning at least $1.1bn to customers who invested in its 'Earn' crypto lending programme.
March 1, 2024The SEC and PSE are consulting proposed guidance for regulated entities on establishing and maintaining a cyber resilience framework.
February 29, 2024The SEC has simplified registration procedures for energy firms to offer and sell shares to the public.
February 28, 2024Kraken argues that the SEC has no authority over its operations as the cryptocurrencies it offers are not securities or investment contracts.
February 27, 2024