Under new rules, bank customers will have the option to direct their bank to dispose of foreign securities obtained through the conversion of structured products.
July 29, 2022JPX and JPXI will work with IR platform operator Minsetsu to promote communications between listed companies and investors.
July 28, 2022Applications will be open from 1 August. Fubon Financial and CTBC Financial have reportedly expressed interest in the licence.
July 6, 2022Foreign institutional investors permitted to participate in the interbank bond market are also allowed to participate in both the SSE and SZSE's exchange bond markets
July 1, 2022Indonesia's OJK also introduced new reporting requirements for securities companies conducting business as underwriters and broker-dealers.
June 26, 2022The CSRC has issued warning letters to six securities companies, ordering them to correct violations involving their overseas subsidaries.
June 14, 2022The guidelines aim to improve systems and mechanisms used by intermediaries to prevent dishonest practices and corruption in securities issuance activities.
June 3, 2022New guidelines clarify the due diligence obligations of sponsors. The CSRC has also set out five situations that would trigger on-site inspections of internal controls.
June 1, 2022The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.
May 24, 2022There have been rumours that foreign securities firms have been selling off stocks before they achieve the target prices specified in published research reports.
March 30, 2022