Non-residents who invest in debt securities in Thailand are required to open Segregated Securities Accounts with custodians at the UBO level.
April 14, 2021Listed companies are required to establish a system for the registration and management of individuals who possess inside information.
February 13, 2021The new regulations maintain the overall framework of the regulatory system of classification and focus on optimising the CSRC’s evaluation indexes to address practical issues.
July 15, 2020The profitability, net assets and experience requirements will be relaxed for major shareholders of securities companies.
June 17, 2020The changes are aimed at ensuring the classification system encourages firms to maintain focus on risk management capabilities and continuous compliance.
May 25, 2020The 30-minute trading halt came shortly after the SET announced a Covid-19 relief package, which included 500 million baht in fee reductions for market participants.
March 13, 2020The draft rules seek to standardise the instrument and improve its utility as a financing channel for SMEs, while also setting out supervisory measures and applicable rights to protect investors.
February 21, 2020