All posts tagged "Securities Firms"
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168Asia-PacificOJK Indonesia Establishes New Sustainable Finance Task Force
The task force comprises 47 financial institutions including banks, securities firms, insurers, pension funds and financiers.
October 11, 2021 -
167ChinaNew Beijing Exchange Sets Out Investor Eligibility Requirements
Personal investors must have assets worth CNY 500,000 in securities and funds accounts, and at least two years of investment experience, to trade on the new exchange.
September 23, 2021 -
259FeatureKorea to Introduce Fractional Trading of Foreign, Domestic Stocks
Fractional trading is expected to become available within this year for foreign stocks, and in Q3 2022 for domestic stocks, the FSC said.
September 14, 2021 -
112ChinaShenzhen to Establish New Securities Arbitration Centre
The new Shenzhen Court of International Arbitration, established with the SZSE, will handle cross-border securities and capital market disputes.
August 25, 2021 -
359Securities & TradingTaiwan FSC Eases Rules for Overseas Branches of Securities Firms
Securities firms will be allowed to offer foreign currency custody services at overseas branches with a net value of TWD 4 billion, compared to TWD 10 billion previously.
August 22, 2021 -
96AML / KYCThai SEC Proposes UBO Registration Rules for Securities Firms
Securities firms offering trading, exchange or underwriting services will be required to ensure customers register their foreign beneficiaries.
August 8, 2021 -
184Capital RegulationPBOC Caps Short-term Debt Financing by Securities Firms
The outstanding balance of short-term financing instruments issued by securities companies shall not exceed 60 percent of net capital.
August 2, 2021 -
137Fintech / RegtechKorea FSC Expands Open Banking Services to Fintechs
Users will be able to access information about their prepaid deposit accounts from mobile applications of any FI offering open banking.
July 30, 2021 -
136Asia-PacificVietnam: HoSE Commences Trials on New Trading System
HoSE has commenced connection trials with securities firms and intends to start functional trials from 26 July.
June 18, 2021 -
138Feature
Korea Allows Securities Firms to Extend Credit to Overseas Affiliates
Large securities firms will be allowed to extend credit to overseas branches and subsidiaries in which they have at least a 50 percent stake.
June 17, 2021
