All posts tagged "Securities Firms"
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36Asia-PacificVietnam: HoSE Commences Trials on New Trading System
HoSE has commenced connection trials with securities firms and intends to start functional trials from 26 July.
June 18, 2021 -
63FeatureKorea Allows Securities Firms to Extend Credit to Overseas Affiliates
Large securities firms will be allowed to extend credit to overseas branches and subsidiaries in which they have at least a 50 percent stake.
June 17, 2021 -
156JapanJapan to Remove Firewall Between Banking, Securities Operations
The FSA is reportedly working on rule changes that would allow banks and securities firms within the same group to share customer data.
June 5, 2021 -
138ChinaChina’s SAFE Awards $10.3bn Worth of New QDII Quotas
The new quotas, awarded to 17 institutions, represent the largest approval by SAFE in the history of the QDII scheme.
June 4, 2021 -
84ChinaShanghai Maps Out Plans to Become Global Wealth Hub
Shanghai will further open up to foreign investors and new financial services products will be introduced, including various derivatives products.
May 31, 2021 -
283FeatureSFC May Have Doubts About Allowing SPAC Listings – Report
HKEX is preparing to consult the market by end-June at the earliest. However, market participants believe the odds are low that SPACs will be allowed in Hong Kong.
May 7, 2021 -
205Fintech / Regtech
Savings Banks Introduce Open Banking Services: FSC Korea
Open banking is now being provided by all types of deposit-taking institutions in Korea. Credit card companies will start from end-May.
May 1, 2021 -
203Feature
Korea Set to Expand Securities Lending to Retail Investors
Seventeen securities firms will begin to provide stock lending services worth an estimated KRW 2.4 trillion to retail investors from 3 May.
April 20, 2021 -
194Asia-PacificSEC Thailand Introduces New Securities Licence Types
The two new licences are for firms that serve as intermediaries only for equity instruments, and for firms managing private funds.
March 17, 2021 -
258Capital RegulationPBOC to Limit Short-term Bond Issuance by Securities Firms
Short-term bonds issued by securities firms will subject to a limit of 60% of net capital. The eligibility criteria have also been strengthened.
March 10, 2021
