All posts tagged "securities fraud"
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229AML / KYCJohn McAfee Indicted for Crypto-related Fraud, Money Laundering
McAfee and his associate allegedly used their large Twitter following to promote altcoins and ICOs to investors through a so-called pump-and-dump scheme.
March 8, 2021 -
690ChinaSSE, SZSE Issue Rules on the Exchange of Corporate Bonds
The rules require companies that issue replacement bonds to exchange for maturing debt to make exchange offers to all bondholders on an “equal and voluntary basis”.
August 6, 2020 -
669ChinaChinese Financial Regulators Vow Crackdown on Fraud
The FSDC set out measures to speed up investigations and criminal prosecutions, increase penalties and civil compensation, and improve stock market delisting mechanisms.
July 15, 2020 -
759ChinaCSRC Vows Cross-border Cooperation in Luckin Fraud Case
The CSRC has been communicating with US regulators, looking to deepen cross-border cooperation to combat misconduct and fraud and to protect investors.
April 29, 2020 -
1.8KChina
China: Luckin Investors Launch Lawsuit Under New Securities Law
A lack of cross-border regulation presents a challenge to holding Luckin Coffee entities and executives to account for alleged misconduct and fraud.
April 26, 2020 -
1.4KChina
CSRC Opens Investigation into Fraud at Coffee Chain
The chief operating officer of Nasdaq-listed Luckin Coffee, along with his employees, are said to have fabricated about $310mn worth of sales transactions.
April 6, 2020 -
758ChinaUS SEC Charges Chinese Traders in Market Manipulation Scheme
The market manipulation scheme involved 18 traders primarily based in China, over 3,900 US-listed securities and over $31mn in illicit profits.
October 21, 2019
