IOSCO provides five recommendations for regulators to consider as they develop sustainability-related rules and regulations for asset managers.
November 3, 2021Recommendations for securities regulators cover asset manager practices, product disclosure, supervision and enforcement, terminology, and investor education.
July 2, 2021IOSCO publishes indicative timeline for development of global climate reporting standard, sets sights on ESG data and ratings providers.
June 29, 2021Some jurisdictions have regulatory requirements for critical systems of trading venues that do not extend to outsourced functions.
May 8, 2021Ant Group founder Jack Ma and his relationships with state firms and local officials are also being examined as part of the government’s investigation.
April 29, 2021IOSCO outlines the main challenges emerging markets face when developing their capital markets, also exploring opportunities offered by sustainable finance and fintech.
November 5, 2020The Task Force will work on sustainability and ESG disclosure challenges for investors, including to enhance transparency and address investor protection issues.
April 15, 2020A decision by the European Data Protection Board will enable the continued sharing of information between ESMA and securities regulators outside the EU, in compliance with GDPR.
February 15, 2019IOSCO has identified some gaps in the implementation of its 'Secondary and Other Market Principles', particularly in nascent and emerging market jurisdictions.
February 13, 2019New powers enable members to share and obtain audit work, internet records and phone records.
April 3, 2017