The rules are aimed at helping market entities understand the professional competence of individual firms so they can choose their auditor.
October 29, 2022CBDC is a critical and likely enabler for DLT-based securities settlement and collateral management, with stablecoins providing a possible alternative, the paper says.
December 22, 2021Rules requiring issuers to have credit ratings are removed, investor rights protection mechanisms are enhanced, and obligations on intermediaries are strengthened.
May 22, 2021Listed companies are required to establish a system for the registration and management of individuals who possess inside information.
February 13, 2021A 36 month lock up period is being introduced for investors who purchase shares in companies within 12 months before their IPO applications.
February 12, 2021One of the main changes is the removal of a requirement for bond issuers to seek credit ratings, which will make it easier for companies to sell debt securities.
August 12, 2020The link will seek to simplify the process for foreign investors accessing the China interbank bond market and bring its cross-border settlement mechanism in line with global standards.
September 10, 2019Though a European regulation, SRD II will directly impact Asian intermediaries and hundreds of billions of euros in assets held by APAC investors, says Demi Derem at Broadridge.
August 26, 2019