All posts tagged "Securities"
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324Hong KongHKEX Proposes Changes to Pre-Open Session, Volatility Controls
The proposals aim to improve market liquidity and global competitiveness of the Hong Kong market, HKEX says in a new consultation paper.
August 19, 2019 -
236ChinaChina Relaxes ‘One Size Fits All’ Margin Financing Rules
Brokerage firms can set lower thresholds before margin calls need to be initiated, and can accept additional forms of collateral to make up any shortfalls.
August 12, 2019 -
374ChinaMorgan Stanley, JP Morgan Take Control of China JVs
Morgan Stanley has become the latest foreign firm to control a securities JV in China, while JP Morgan becomes the first foreign firm to own a majority stake in an asset management JV.
August 6, 2019 -
349Fintech / RegtechTSE Seeks ‘Data Sandbox’ Partners to Support Innovation
The Tokyo Stock Exchange is looking to startups, data providers and so-called 'innovation partners' to help create new services for the securities sector.
August 2, 2019 -
411China
CSRC Issues New Rules for China Offices of Foreign Exchanges
Representative offices of foreign exchanges have 12 months to register with the CSRC, and are prohibited from engaging in any profit-making activities in China.
July 31, 2019 -
436Japan
JPX, TOCOM Finalise Merger Agreement to Create Integrated Bourse
TOCOM precious metals, agricultural and rubber products will be transferred to Osaka Exchange, a JPX subsidiary, creating an all-in-one bourse by July 2020.
July 31, 2019 -
426China
CSRC Issues Comprehensive Rules for Brokerage Firms
The role of brokerage firms in the securities market has not been fully utilised, and the professional services provided to investors are 'seriously inadequate', the CSRC says.
July 31, 2019 -
482Australia & NZRBA Policy Shift Opens Australian Payments Market to Tech Firms
An RBA policy update will make it easier for fintechs – and so-called BigTechs – to enter Australia's payments system without having to obtain a banking licence.
July 31, 2019 -
1.1KChinaChina Announces 11 Measures to Open Up Financial Sector
The measures ease restrictions on foreign investment in securities firms, asset management companies, FX brokerage, insurance and pension management, among others.
July 22, 2019 -
377Market InfrastructureSGX RegCo Proposes Price Limits for Auction Mechanism
SGX already uses dynamic circuit breakers during continuous trading, but there is currently nothing similar used during the opening, mid-day and closing auctions.
July 16, 2019
