All posts tagged "Securities"
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325ChinaShanghai Directs Exchanges, FIs to Resume On-site Operations
864 financial institutions are on a list of white-listed entities that are allowed to start sending employees back to the office. The list will be updated weekly.
May 20, 2022 -
287FeatureTDCC to Operate Centralised Clearing Platform for Funds
Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
May 18, 2022 -
191Hong KongHKEX Sets 13 June Launch Date for New VaR Platform
The VaR Platform will replace the existing flat-rate model for calculation of margin and HKSCC Default Fund contributions.
May 18, 2022 -
567AML / KYCISDA AGM Highlights Global Scrutiny of Crypto Sector
Senior officials from the FSB, Basel Committee, US SEC, and CFTC spoke at ISDA's AGM about the need for more regulation in the crypto sector.
May 14, 2022 -
427ChinaChina Launches New Practice Guidelines for Securities Industry
A new database will be established to maintain records on China's 360,000 brokers. The process for Hong Kong and Taiwan licensees to practice in the mainland is simplified.
May 13, 2022 -
443EnforcementMAS Imposes S$100,000 Civil Penalty for False Trading
A woman pledged shares for margin purposes, then bought more near the close to artificially raise their closing prices and increase the value of her collateral.
May 13, 2022 -
315ChinaPBOC Directs FIs to Bolster Support for Shanghai Borrowers
The PBOC's Yu Wenjian said increasing lending is a key area where FIs can help Covid-hit firms to restart work and production.
May 13, 2022 -
354Securities & TradingSEC Thailand Proposes Stricter IT Security Rules for Capital Market
The revised rules apply to securities and derivatives businesses, digital asset operators, clearinghouses, depositories, exchanges, digital token platforms, and crowdfunding platforms.
May 12, 2022 -
424Fintech / RegtechADDX, Fullerton Partner to Tokenise Private Equity Fund
Temasek subsidiary Fullerton Fund Management is issuing tokenised units of a new private equity fund of funds on the ADDX platform.
May 11, 2022 -
591IndiaSEBI to Enhance ESG Disclosure, Assurance Requirements
A new committee will work to address mis-selling and greenwashing risks and explore the introduction of prudential requirements for ESG funds.
May 11, 2022
