All posts tagged "Securities"
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59AML / KYCUS Investment Ban on 59 Chinese Companies Takes Effect
US persons that have not yet divested their holdings in 59 companies that operate in the defence or surveillance technology sectors have until 3 June 2022 to do so.
August 4, 2021 -
79FeatureState Street Updates TraHK Prospectus as US Sanctions Take Effect
In an addendum, State Street says TraHK units will not be offered or sold in the US or to US persons located outside the US.
August 2, 2021 -
75ChinaCSRC Releases Latest Grades for Securities Firms
Goldman Sachs Gaohua Securities, Morgan Stanley Huaxin, and Credit Suisse Founder Securities made the list for the first time.
August 2, 2021 -
62Asia-PacificRipple Opens Japan-Philippines Remittance Corridor
Japan's SBI Remit will connect with Coins.ph and crypto exchange SBI VC Trade to open the remittance corridor, leveraging Ripple's on-demand liquidity service.
July 31, 2021 -
81FeatureTaiwan Launches Two New Trading Boards for Startups
Only qualified investors can trade on the new boards, including individuals that meet a net worth or annual income requirement.
July 23, 2021 -
66Asia-PacificSET Seeks to Allow Derivative Warrants to Use Foreign Stocks
The SET will ask the Thai SEC to amend regulations to allow derivative warrants to use foreign stocks as their underlying assets.
July 22, 2021 -
72Australia & NZAustralia Consults on Compensation Scheme of Last Resort
The CSLR will establish an industry-funded compensation mechanism for individuals who have won decisions against insolvent financial firms.
July 21, 2021 -
130AML / KYCSFC Issues Warning on Unregulated Virtual Asset Platforms
Soon after the SFC's statement, Binance announced that stock tokens will no longer be available for purchase on its website.
July 18, 2021 -
67Capital Regulation
CSRC Proposes New Rules for Subsidiaries of Futures Companies
CNY 300 million in net capital will be required for a futures company to establish a subsidiary. The activities of overseas subsidiaries will be restricted.
July 18, 2021 -
128FeatureMAS, Banque de France Complete m-CBDC Experiment
The experiment showed the potential to reduce the number of correspondent banking parties involved in the payment chain for cross-border transactions.
July 11, 2021
