All posts tagged "Securities"
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141ChinaTrade Deal to Enable Early Entry of US Firms to China
Under the agreement, the December timeline for China's removal of foreign ownership limits in the securities sector is brought forward to April.
January 16, 2020 -
68JapanJapan FSA Issues New Guidance on Asset Manager Registration
The guidebook is aimed at facilitating the smooth entry of asset management and other financial instruments businesses into Japan's capital markets.
January 14, 2020 -
152ChinaCSRC Imposes Lifetime Bans on Former Fuxing Group Executives
Fuxing's former chairman and ex-president received lifetime bans for running a six-year scheme to defraud investors of $5.3bn. Five others received market bans.
January 14, 2020 -
207Hong KongHKEX Asks Participants to Prepare Systems for Investor Compensation Levy
While the collection of the investor compensation levy is currently suspended, exchange participants should take necessary actions to prepare for its calculation and payment.
January 13, 2020 -
312Securities & TradingTaiwan Eases Registration Rule for Foreign Employee Investment Accounts
The overseas parent, subsidiary, branch office or representative office of Taiwan-listed companies may adopt the identity of a foreign institutional investor to register collective investment accounts for their overseas foreign employees.
December 23, 2019 -
245ChinaJP Morgan Secures Business Licence for China Joint Venture
The CSRC gave JP Morgan approval to set up majority-owned securities joint venture in China since March, but it has not been granted a licence to operate until now.
December 19, 2019 -
249Hong KongHong Kong SFC Waives Licensing Amid ‘Challenging Market Environment’
The decision was made to relieve the regulatory cost burden on the securities and futures industry, taking into account the "current challenging market environment".
December 5, 2019 -
373Capital RegulationChina Economy Still Resilient, Despite Risk Factors: PBOC
Financial risks have gradually shifted from rapid accumulation to high-level mitigation in the past few years, the PBOC says in its annual financial stability report.
November 27, 2019 -
257Asia-PacificThailand to Launches DLT Pilot Trading Corporate Bonds
The DLT project was first announced in September, and will first test trading with bonds before expanding to equities, derivatives and investment funds.
November 26, 2019 -
327Asia-PacificSET Launches Interbank Payment System for Securities Transactions
The new system will provide greater convenience for investors, alleviate intermediaries' cash management burden, and mitigate payment risks in the banking system.
November 13, 2019
